LARRY THOMPSON & ASSOCIATES, INC.
CRD #112258 SEC #801-43016 DALLAS, TX 214-752-5430
SEC Registered
Total AUM
$2.3B
Discretionary
$82.8M
Employees
6
Clients
--
Accounts
35
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, RAYNELLE, HAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
| THOMPSON, LARRY, JOE | I | PRINCIPAL | E | Control |
Registrations
Federal
IA
Mar 22, 2016 REGISTERED
Notice Filings (2)
LA TX
Address
3500 OAK LAWN AVENUESUITE 240
DALLAS, TX 75219
United States
Phone: 214-752-5430