NED DAVIS RESEARCH, INC.
CRD #112260 SEC #801-60241 SARASOTA, FL 941-412-2300
SEC Registered
Total AUM
$2.2M
Discretionary
$2.2M
Employees
68
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Al-Raheny, Bashar | I | CHAIRMAN | NA | Control |
| Al-Raheny, Bashar | I | CHAIRMAN | NA | Control |
| Al-Raheny, Bashar | I | CHAIRMAN | NA | Control |
| Al-Raheny, Bashar | I | CHAIRMAN | NA | Control |
| Antin, David, E | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Antin, David, E | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Antin, David, E | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Antin, David, E | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BEST, NINA, CAROLINE | I | BOARD MEMBER, CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| BEST, NINA, CAROLINE | I | BOARD MEMBER, CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| BEST, NINA, CAROLINE | I | BOARD MEMBER, CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| BUSHART, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSHART, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSHART, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSHART, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASHMAN, FRANCES, LANGTON | I | CEO ASSET MANAGEMENT DIVISION, DIRECTOR | NA | Control |
| CASHMAN, FRANCES, LANGTON | I | CEO ASSET MANAGEMENT DIVISION, DIRECTOR | NA | Control |
| CASHMAN, FRANCES, LANGTON | I | DIRECTOR AND PORTFOLIO CEO, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| CASHMAN, FRANCES, LANGTON | I | DIRECTOR AND PORTFOLIO CEO, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| CIOMPI, CHRISTOPHER, GIORGIO | I | DIRECTOR | NA | |
| CIOMPI, CHRISTOPHER, GIORGIO | I | DIRECTOR | NA | |
| CIOMPI, CHRISTOPHER, GIORGIO | I | DIRECTOR | NA | |
| COLOZZA, CHRISTOPHER, CARMINE | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| COLOZZA, CHRISTOPHER, CARMINE | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| COLOZZA, CHRISTOPHER, CARMINE | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| COLOZZA, CHRISTOPHER, CARMINE | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| Colozza, Christopher | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| Colozza, Christopher | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| Colozza, Christopher | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| Colozza, Christopher | I | CHIEF FINANCIAL OFFICER, ASSET MANAGEMENT DIVISION, DELINIAN | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | EXECUTIVE DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | EXECUTIVE DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | EXECUTIVE DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | EXECUTIVE DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | DIRECTOR | NA | Control |
| ENSOR, PETER, RICHARD | I | EXECUTIVE DIRECTOR | NA | Control |
| FARRELL, JAMES, L | I | MANAGING DIRECTOR, RESEARCH & DEVELOPMENT | NA | Control |
| FARRELL, JAMES, L | I | MANAGING DIRECTOR, RESEARCH & DEVELOPMENT | NA | Control |
| FARRELL, JAMES, L | I | MANAGING DIRECTOR, RESEARCH & DEVELOPMENT | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DATA & SPECIAL PROJECTS, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DATA & SPECIAL PROJECTS, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DATA & SPECIAL PROJECTS, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DATA & SPECIAL PROJECTS, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| FLATH, LOREN, EDWARD | I | MANAGING DIRECTOR, DATA & SPECIAL PROJECTS, DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | DIRECTOR | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FORDHAM, CHRISTOPHER, HENRY COURTAULD | I | CHAIRMAN | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER, ACTING CHIEF EXECUTIVE OFFICER | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| FROHN, BRIAN, MATTHEW | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| Frohn, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Frohn, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO TECHNOLOGY | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO TECHNOLOGY | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO TECHNOLOGY | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO TECHNOLOGY | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO SYSTEMS | NA | Control |
| GRIFFIN, JOHN, CALHOUN | I | MANAGING DIRECTOR, INFO TECHNOLOGY | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, CHIEF COMPLIANCE OFFICER, TRES. SEC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, CHIEF COMPLIANCE OFFICER, TRES. SEC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, CHIEF COMPLIANCE OFFICER, TRES. SEC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, TRES. SEC., COMPL. OFC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, CHIEF COMPLIANCE OFFICER, TRES. SEC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, TRES. SEC., COMPL. OFC. | NA | Control |
| HACKETT, EDWARD, VINCENT | I | MANAGING DIR., CFO, CHIEF COMPLIANCE OFFICER, TRES. SEC. | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HAYES, TIMOTHY, WHEELOCK | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| HEROLD, JEFFREY | I | BOARD DIRECTOR AND DIRECTOR FINANCIAL PLANNING & ANALYSIS | NA | Control |
| HEROLD, JEFFREY, ROBERT | I | BOARD DIRECTOR AND DIRECTOR FINANCIAL PLANNING & ANALYSIS | NA | Control |
| HEROLD, JEFFREY, ROBERT | I | BOARD DIRECTOR AND DIRECTOR FINANCIAL PLANNING & ANALYSIS | NA | Control |
| Harold, Jeffrey | I | BOARD DIRECTOR AND DIRECTOR FINANCIAL PLANNING & ANALYSIS | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | MANAGING DIRECTOR, NDR AND CO-HEAD OF INVESTMENT RESEARCH, ASSET MANAGEMENT DIVISION | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | MANAGING DIRECTOR, NDR AND CO-HEAD OF INVESTMENT RESEARCH, ASSET MANAGEMENT DIVISION | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JAKUBOWICZ, PAUL, MICHAEL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KALISH, JOSEPH, FREDRICK | I | SENIOR MACRO STRATEGIST | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIRSHNER, ARTHUR, DAVID | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KRAMER, MELISSA, MARY | I | DIRECTOR | NA | |
| KRAMER, MELISSA, MARY | I | DIRECTOR | NA | |
| KRAMER, MELISSA, MARY | I | DIRECTOR | NA | |
| KRAMER, MELISSA, MARY | I | DIRECTOR | NA | |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| LANKINEN, ERIC, DAVID WAYNE | I | CEO, DIRECTOR | NA | Control |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| MCQUEENEY, JAMES, ALLAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR MARKET DATA & PRODUCTION | NA | |
| PENTO, GERARD, SAMMUEL | I | MANAGING DIRECTOR, APPLICATIONS DEVELOPMENT | NA | Control |
| PENTO, GERARD, SAMMUEL | I | MANAGING DIRECTOR, APPLICATIONS DEVELOPMENT | NA | Control |
| PENTO, GERARD, SAMMUEL | I | MANAGING DIRECTOR, APPLICATIONS DEVELOPMENT | NA | Control |
| PENTO, GERARD, SAMMUEL | I | MANAGING DIRECTOR, APPLICATIONS DEVELOPMENT | NA | Control |
| PENTO, GERARD, SAMMUEL | I | MANAGING DIRECTOR, APPLICATIONS DEVELOPMENT | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERCE, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Paul, Matthias | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Paul, Matthias | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Paul, Matthias | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Paul, Matthias | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, CIO, DIRECTOR, ESOP TRUSTEE | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| RAYMOND, GEOFFREY, PETER | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| SANBORN, BRIAN, THOMAS | I | CHIEF OPERATIONS OFFICER, HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| SANBORN, BRIAN, THOMAS | I | CHIEF OPERATIONS OFFICER, HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| SANBORN, BRIAN, THOMAS | I | CHIEF OPERATIONS OFFICER, HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| SANDERS, JAMES, MICHAEL | I | EXECUTIVE DIRECTOR | NA | |
| SANDERS, JAMES, MICHAEL | I | EXECUTIVE DIRECTOR | NA | |
| SANDERS, JAMES, MICHAEL | I | EXECUTIVE DIRECTOR | NA | |
| SANDERS, JAMES, MICHAEL | I | EXECUTIVE DIRECTOR | NA | |
| SANDERS, JAMES, MICHAEL | I | EXECUTIVE DIRECTOR | NA | |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CUSTOM RES., DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CUSTOM RES., DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | CHIEF OPERATING OFFICER, DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| SCHUSTER, ROBERT, CLIFTON | I | EXECUTIVE DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST | NA | Control |
| STONECYPHER, LANCE, JAY | I | MANAGING DIRECTOR, SENIOR SECTOR STRATEGIST | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOPPENBRINK, MARIANNE, MARIE-CLAUDE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WILKIE, RICHARD, C | I | CHIEF INFORMATION OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | MANAGING DIRECTOR, CUSTOM RESEARCH | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WINER, LAWRENCE, SETH | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZELLER, MATTHEW, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| DELINIAN HOLDINGS US LLC | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EII US INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | FE | SHAREHOLDER | E | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | PRES., CEO, STOCKHOLDER, DIR. | D | Control |
| DAVIS, NATHAN, EDWARD | I | CHAIRMAN,PRES., CEO, STOCKHOLDER, DIR. | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| MENDEL, EDWIN, HENRY | I | STOCKHOLDER | C | Control |
| NED DAVIS RESEARCH GROUP EMPLOYEE STOCK OWNERSHIP PLAN | DE | TRUST | C | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | SENIOR INVESTMENT STRATEGIST, STOCKHOLDER, DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
| DAVIS, NATHAN, EDWARD | I | EXECUTIVE DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS CO-INVEST GP III LIMITED | FE | EPIRIS FUND III CO-INVESTMENT (A) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| EPIRIS GP III LIMITED | FE | EPIRIS FUND III (B) LP | F | Control |
| A8 INVEST 4 TF S.À R.L. | FE | HANGAR HOLDCO LIMITED | E | Control |
| ASTORG VIII INVESTMENTS S. À R.L. | FE | LITHIUM TF S.À R.L. | E | Control |
| ASTORG VIII S.C.S.P | FE | ASTORG VIII INVESTMENTS S. À R.L. | E | Control |
| BECKETTS BIDCO LIMITED | FE | EUROMONEY INSTITUTIONAL INVESTOR PLC | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| BECKETTS BIDCO LIMITED | FE | DELINIAN LTD. | E | Control |
| DELINIAN HOLDCO LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | DELINIAN HOLDCO LIMITED | E | Control |
| DELINIAN HOLDINGS LIMITED | FE | EUROMONEY LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| DELINIAN LTD. | FE | DELINIAN HOLDINGS LIMITED | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EII US INC. | DE | EII HOLDINGS, INC. | E | Control |
| EUROMONEY GROUP LIMITED | FE | EUROMONEY LIMITED | E | Control |
| EUROMONEY HOLDINGS LIMITED | FE | EUROMONEY GROUP LIMITED | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | FANTFOOT LTD | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | FANTFOOT LTD | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | FANTFOOT LTD | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | FANTFOOT LTD | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | FANTFOOT LTD | E | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY HOLDINGS LIMITED | E | Control |
| EUROMONEY LIMITED | FE | EII US INC. | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| EUROMONEY LIMITED | FE | DELINIAN HOLDINGS US LLC | E | Control |
| FANTFOOT LTD | FE | REDQUINCE LTD | E | Control |
| FANTFOOT LTD | FE | REDQUINCE LTD | E | Control |
| FANTFOOT LTD | FE | REDQUINCE LTD | E | Control |
| FANTFOOT LTD | FE | REDQUINCE LTD | E | Control |
| FANTFOOT LTD | FE | REDQUINCE LTD | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| HANGAR HOLDCO LIMITED | FE | MAGGOTTS MIDCO LIMITED | E | Control |
| LITHIUM TF S.À R.L. | FE | A8 INVEST 4 TF S.À R.L. | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| MAGGOTTS MIDCO LIMITED | FE | BECKETTS BIDCO LIMITED | E | Control |
| REDQUINCE LTD | FE | EII US INC. | E | Control |
| REDQUINCE LTD | FE | EII US INC. | E | Control |
| REDQUINCE LTD | FE | EII US INC. | E | Control |
| REDQUINCE LTD | FE | EII US INC. | E | Control |
| REDQUINCE LTD | FE | EII US INC. | E | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL & GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| EUROMONEY INSTITUTIONAL INVESTOR PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR HOLDINGS, INC. | D | Control |
| DAILY MAIL AND GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR PLC | C | Control |
| DAILY MAIL AND GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR PLC | C | Control |
| DAILY MAIL AND GENERAL TRUST PLC | FE | EUROMONEY INSTITUTIONAL INVESTOR PLC | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III (B) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
| EPIRIS FUND III CO-INVESTMENT (A) LP | FE | HANGAR HOLDCO LIMITED | C | Control |
Registrations
Federal
IA
Dec 19, 2025 REGISTERED
Notice Filings (8)
CA FL GA IL MA NY PA TX
Address
3665 BEE RIDGE ROADSUITE 306
SARASOTA, FL 34233
United States
Phone: 941-412-2300