DUET ALTERNATIVE INVESTMENTS (USA) LIMITED
CRD #112262 SEC #801-61390 NEW YORK, NY 212-744-9100
SEC Registered Private Funds
Total AUM
$194M
Discretionary
$194M
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DE CANDIA, ERIC | I | DIRECTOR | NA | Control |
| DE CANDIA, ERIC | I | DIRECTOR | NA | Control |
| DE CANDIA, ERIC | I | DIRECTOR | NA | Control |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| GABAY, HENRY, ISAK | I | DIRECTOR | NA | |
| HOTE, RAPHAEL, JOSEPH | I | DIRECTOR | NA | |
| HOTE, RAPHAEL, JOSEPH | I | DIRECTOR | NA | |
| HOTE, RAPHAEL, JOSEPH | I | DIRECTOR | NA | |
| KHIMJI, KARIM, KABIRDIN | I | DIRECTOR | NA | |
| KHIMJI, KARIM, KABIRDIN | I | DIRECTOR | NA | |
| KHIMJI, KARIM, KABIRDIN | I | DIRECTOR | NA | |
| MORSE, DOUGLAS, ALAN | I | DIRECTOR & CEO | NA | Control |
| MORSE, DOUGLAS, ALAN | I | DIRECTOR & CEO | NA | Control |
| MORSE, DOUGLAS, ALAN | I | DIRECTOR & CEO | NA | Control |
| MORSE, DOUGLAS, ALAN | I | DIRECTOR & CEO | NA | Control |
| PERRINO, STEPHEN, T | I | CFO OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | NA | |
| PERRINO, STEPHEN, T | I | CFO OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | NA | |
| PERRINO, STEPHEN, T | I | CFO OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDO, TUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEMERCI, OSMAN | I | DIRECTOR | NA | |
| SMALLEY, CLIVE, JOHN | I | DIRECTOR | NA | |
| SMALLEY, CLIVE, JOHN | I | DIRECTOR | NA | |
| SMALLEY, CLIVE, JOHN | I | DIRECTOR | NA | |
| TRAMMELL, JOHN, BARRY | I | CHIEF COMPLIANCE OFFICER OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | NA | |
| TRAMMELL, JOHN, BARRY | I | PRESIDENT OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | NA | |
| YOSHIKAWA, SHINJI | I | DIRECTOR | NA | |
| YOSHIKAWA, SHINJI | I | DIRECTOR | NA | |
| YOSHIKAWA, SHINJI | I | DIRECTOR | NA | |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | E | Control |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | E | Control |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | E | Control |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | E | Control |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | E | Control |
| INVESTOR SELECT ADVISORS HOLDINGS LIMITED | FE | PARENT COMPANY | E | Control |
| INVESTOR SELECT ADVISORS HOLDINGS LIMITED | FE | PARENT COMPANY | E | Control |
| INVESTOR SELECT ADVISORS HOLDINGS LIMITED | FE | PARENT COMPANY | E | Control |
| DUET ALTERNATIVE INVESTMENTS LIMITED | FE | PARENT COMPANY | D | Control |
| BRESTCO INVESTMENTS, LIMITED | FE | GREATER THAN 5% OWNER OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| BRESTCO INVESTMENTS, LIMITED | FE | GREATER THAN 5% OWNER OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| BRESTCO INVESTMENTS, LIMITED | FE | GREATER THAN 5% OWNER OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| TIEDEMANN, CARL, HANS | I | CHAIRMAN OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| TIEDEMANN, CARL, HANS | I | CHAIRMAN OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| TIEDEMANN, CARL, HANS | I | CHAIRMAN OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | C | Control |
| TRAMMELL, JOHN, BARRY | I | CHIEF COMPLIANCE OFFICER OF INVESTOR SELECT ADVISORS HOLDINGS LIMITED | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BULLMAN, NICHOLAS, PATRICK BAUDOUIN | I | BRESTCO INVESTMENTS, LIMITED | E | Control |
| BULLMAN, NICHOLAS, PATRICK BAUDOUIN | I | BRESTCO INVESTMENTS, LIMITED | E | Control |
| BULLMAN, NICHOLAS, PATRICK BAUDOUIN | I | BRESTCO INVESTMENTS, LIMITED | E | Control |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET GROUP LIMITED | FE | DUET ALTERNATIVE INVESTMENTS LIMITED | D | |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | D | |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | D | |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | D | |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | D | |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | D | |
| DE CANDIA, ERIC | I | DUET ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| DE CANDIA, ERIC | I | DUET ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| DE CANDIA, ERIC | I | DUEL ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| DE CANDIA, ERIC | I | DUET ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| DE CANDIA, ERIC | I | DUET ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| DE CANDIA, ERIC | I | DUET ALTERNATIVE INVESTMENTS LIMITED | C | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA LIMITED | C | |
| GABAY, HENRY, ISAK | I | DUET SMYRNA LIMITED | C | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA LIMITED | C | Control |
| SCHIBL, ALAIN, LUDWIG | I | DUET SMYRNA LIMITED | C | |
| SCHIBL, ALAIN, LUDWIG | I | DUET SMYRNA LIMITED | C | Control |
| SCHIBL, ALAIN, LUDWIG | I | DUET SMYRNA LIMITED | C | Control |
| SEMERCI, OSMAN | I | DUET SMYRNA LIMITED | C |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (3)
DE MA NY
Address
400 MADISON AVENUESUITE 16C
NEW YORK, NY 10017
United States
Phone: 212-744-9100