CARROLL FRANK & PLOTKIN LLC
CRD #112280 SEC #801-64766 BALTIMORE, MD 410-323-3600
SEC Registered
Total AUM
$12M
Discretionary
$12M
Employees
5
Clients
26
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, THOMAS, FRANCIS | I | PARTNER | D | Control |
| CARROLL, THOMAS, FRANCIS | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| CARROLL, THOMAS, FRANCIS | I | PARTNER | D | Control |
| FRANK, FREDERICK, LAWSON | I | PARTNER | D | Control |
| FRANK, FREDERICK, LAWSON | I | PARTNER | D | Control |
| FRANK, FREDERICK, LAWSON | I | PARTNER | D | Control |
| CARROLL, THOMAS, FRANCIS | I | PARTNER | C | Control |
| FRANK, FREDERICK, LAWSON | I | PARTNER | C | Control |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Address
THE VILLAGE OF CROSS KEYS1 VILLAGE SQUARE, STE 155
BALTIMORE, MD 21210
USA
Phone: 410-323-3600