FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC
CRD #112296 SEC #801-107495 FOXBORO, MA 800-888-5164
SEC Registered
Total AUM
$234.7M
Discretionary
$232.3M
Employees
11
Clients
251
Accounts
900
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2018
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRUCKER, DAVID, JAY | I | OFFICER | NA | |
| DRUCKER, DAVID, JAY | I | OFFICER | NA | |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, R | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHN, KRISTOFOR, RODD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Eaton, Mark, Andrew | I | MEMBER | B | |
| Eaton, Mark, Andrew | I | MEMBER | B | |
| Eaton, Mark, Andrew | I | MEMBER | B | |
| Eaton, Mark, Andrew | I | MEMBER | B | |
| Eaton, Mark, Andrew | I | MEMBER | B |
Registrations
Federal
IA
Mar 24, 2018 REGISTERED
Notice Filings (19)
CA DC DE FL IL LA MA MD NC NJ NV NY OH PA RI SC TX VA VT
Address
2 HAMPSHIRE STREETSUITE 100B
FOXBORO, MA 02035
United States
Phone: 800-888-5164