DRAX ASSET MANAGEMENT, LLC
CRD #112304 SEC #801-60339 NORTH HAVEN, CT 203-239-1720
SEC Registered
Total AUM
$19.5M
Discretionary
$19.5M
Employees
5
Clients
--
Accounts
204
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRAX, PATRICIA, ANGELA | I | OWNER | E | Control |
| DRAX, PATRICIA, ANGELA | I | OWNER | E | Control |
| DRAX, PATRICIA, ANGELA | I | OWNER | E | Control |
| DRAX, PATRICIA, ANGELA | I | OWNER | E | Control |
Registrations
Federal
IA
Nov 11, 2003 REGISTERED
Notice Filings (1)
CT
Address
250 STATE STREETSUITE C-2
NORTH HAVEN, CT 6473
USA
Phone: 203-239-1720