PRISM FINANCIAL GROUP, L.L.C.
CRD #112315 SEC #801-61646 OVERLAND PARK, KS 913-345-1444
SEC Registered
Total AUM
$1.7B
Discretionary
$1.6B
Employees
9
Clients
10
Accounts
2,474
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2025 | $1.7B | $1.6B | $133.1M | 9 | 1 |
| Mar 2024 | $1.5B | $1.4B | $111.1M | 9 | 2 |
| Oct 2023 | $1.2B | $1.1B | $119.4M | 7 | 2 |
| Mar 2023 | $1.2B | $1.1B | $119.4M | 7 | 2 |
| Mar 2022 | $1.3B | $1.1B | $152.4M | 8 | 2 |
| Mar 2021 | $965.2M | $831.3M | $133.9M | 7 | 2 |
| Oct 2020 | $801.8M | $683.4M | $118.4M | 8 | 2 |
| Jun 2020 | $801.8M | $683.4M | $118.4M | 9 | 2 |
| Mar 2020 | $801.8M | $683.4M | $118.4M | 9 | 2 |
| May 2019 | $666.5M | $568.2M | $98.3M | 8 | 4 |
| Mar 2019 | $666.5M | $568.2M | $98.3M | 8 | 4 |
| Nov 2018 | $606.8M | $521.6M | $85.2M | 7 | 5 |
| May 2018 | $606.8M | $521.6M | $85.2M | 7 | 5 |
| Apr 2018 | $606.8M | $521.6M | $85.2M | 7 | 5 |
| Mar 2018 | $606.8M | $521.6M | $85.2M | 7 | 5 |
| Mar 2017 | $404.5M | $404.5M | $0 | 7 | 300 |
| Jan 2017 | $359.1M | $359.1M | $0 | 7 | 300 |
| Nov 2016 | $359.1M | $359.1M | $0 | 7 | 300 |
| Apr 2016 | $359.1M | $359.1M | $0 | 7 | 300 |
| Mar 2016 | $428M | $356.4M | $71.6M | 7 | 300 |
| Nov 2015 | $393.2M | $320M | $73.2M | 7 | 300 |
| Mar 2015 | $393.2M | $320M | $73.2M | 7 | 300 |
| Nov 2014 | $336.4M | $336.4M | $0 | 5 | 300 |
| Sep 2014 | $336.4M | $336.4M | $0 | 5 | 300 |
| May 2014 | $336.4M | $336.4M | $0 | 5 | 300 |
| Jan 2014 | $336.4M | $336.4M | $0 | 5 | 300 |
| Oct 2013 | $305.4M | $305.4M | $0 | 5 | 300 |
| Jun 2013 | $305.4M | $305.4M | $0 | 5 | 300 |
| Mar 2013 | $305.4M | $305.4M | $0 | 5 | 300 |
| Mar 2012 | $180.7M | $180.2M | $506K | 1 | 300 |
| Nov 2011 | $174.3M | $173.6M | $718.8K | 1 | 101 |
| Mar 2011 | $174.3M | $173.6M | $718.8K | 5 | -- |
| Jun 2010 | $132M | $122M | $10M | 5 | -- |
| Mar 2010 | $147M | $137M | $10M | 10 | -- |
| Mar 2008 | $113M | $44M | $69M | 10 | -- |
| Feb 2007 | $102M | $0 | $102M | 10 | -- |
| Feb 2006 | $71.4M | $0 | $71.4M | 10 | -- |
| Feb 2005 | $46M | $0 | $46M | 5 | -- |
DateFeb 2025
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$133.1M
Employees9
Clients1
DateMar 2024
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$111.1M
Employees9
Clients2
DateOct 2023
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$119.4M
Employees7
Clients2
DateMar 2023
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$119.4M
Employees7
Clients2
DateMar 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$152.4M
Employees8
Clients2
DateMar 2021
Total AUM$965.2M
Discretionary$831.3M
Non-Disc.$133.9M
Employees7
Clients2
DateOct 2020
Total AUM$801.8M
Discretionary$683.4M
Non-Disc.$118.4M
Employees8
Clients2
DateJun 2020
Total AUM$801.8M
Discretionary$683.4M
Non-Disc.$118.4M
Employees9
Clients2
DateMar 2020
Total AUM$801.8M
Discretionary$683.4M
Non-Disc.$118.4M
Employees9
Clients2
DateMay 2019
Total AUM$666.5M
Discretionary$568.2M
Non-Disc.$98.3M
Employees8
Clients4
DateMar 2019
Total AUM$666.5M
Discretionary$568.2M
Non-Disc.$98.3M
Employees8
Clients4
DateNov 2018
Total AUM$606.8M
Discretionary$521.6M
Non-Disc.$85.2M
Employees7
Clients5
DateMay 2018
Total AUM$606.8M
Discretionary$521.6M
Non-Disc.$85.2M
Employees7
Clients5
DateApr 2018
Total AUM$606.8M
Discretionary$521.6M
Non-Disc.$85.2M
Employees7
Clients5
DateMar 2018
Total AUM$606.8M
Discretionary$521.6M
Non-Disc.$85.2M
Employees7
Clients5
DateMar 2017
Total AUM$404.5M
Discretionary$404.5M
Non-Disc.$0
Employees7
Clients300
DateJan 2017
Total AUM$359.1M
Discretionary$359.1M
Non-Disc.$0
Employees7
Clients300
DateNov 2016
Total AUM$359.1M
Discretionary$359.1M
Non-Disc.$0
Employees7
Clients300
DateApr 2016
Total AUM$359.1M
Discretionary$359.1M
Non-Disc.$0
Employees7
Clients300
DateMar 2016
Total AUM$428M
Discretionary$356.4M
Non-Disc.$71.6M
Employees7
Clients300
DateNov 2015
Total AUM$393.2M
Discretionary$320M
Non-Disc.$73.2M
Employees7
Clients300
DateMar 2015
Total AUM$393.2M
Discretionary$320M
Non-Disc.$73.2M
Employees7
Clients300
DateNov 2014
Total AUM$336.4M
Discretionary$336.4M
Non-Disc.$0
Employees5
Clients300
DateSep 2014
Total AUM$336.4M
Discretionary$336.4M
Non-Disc.$0
Employees5
Clients300
DateMay 2014
Total AUM$336.4M
Discretionary$336.4M
Non-Disc.$0
Employees5
Clients300
DateJan 2014
Total AUM$336.4M
Discretionary$336.4M
Non-Disc.$0
Employees5
Clients300
DateOct 2013
Total AUM$305.4M
Discretionary$305.4M
Non-Disc.$0
Employees5
Clients300
DateJun 2013
Total AUM$305.4M
Discretionary$305.4M
Non-Disc.$0
Employees5
Clients300
DateMar 2013
Total AUM$305.4M
Discretionary$305.4M
Non-Disc.$0
Employees5
Clients300
DateMar 2012
Total AUM$180.7M
Discretionary$180.2M
Non-Disc.$506K
Employees1
Clients300
DateNov 2011
Total AUM$174.3M
Discretionary$173.6M
Non-Disc.$718.8K
Employees1
Clients101
DateMar 2011
Total AUM$174.3M
Discretionary$173.6M
Non-Disc.$718.8K
Employees5
Clients--
DateJun 2010
Total AUM$132M
Discretionary$122M
Non-Disc.$10M
Employees5
Clients--
DateMar 2010
Total AUM$147M
Discretionary$137M
Non-Disc.$10M
Employees10
Clients--
DateMar 2008
Total AUM$113M
Discretionary$44M
Non-Disc.$69M
Employees10
Clients--
DateFeb 2007
Total AUM$102M
Discretionary$0
Non-Disc.$102M
Employees10
Clients--
DateFeb 2006
Total AUM$71.4M
Discretionary$0
Non-Disc.$71.4M
Employees10
Clients--
DateFeb 2005
Total AUM$46M
Discretionary$0
Non-Disc.$46M
Employees5
Clients--