LA JOLLA ASSET MANAGEMENT, INC.
CRD #112327 SEC #801-57829 SAN DIEGO, CA (858)453-9915
SEC Registered
Total AUM
$35.2M
Discretionary
$35.2M
Employees
1
Clients
--
Accounts
48
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| HOUSE, HUGH | I | VICE PRESIDENT & CFO | NA | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| WALTZ, ROBERT | I | PRESIDENT, CEO & SECRETARY | D | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| HENSEL, WILLIAM, SCOTT | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | B | Control |
| THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, NELL AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, NELL AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, NELL AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | INDIRECT OWNER | B | |
| WALTZ, NELL AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, THOMAS ALLEN AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, THOMAS ALLEN AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, THOMAS ALLEN AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| WALTZ, THOMAS ALLEN AS GENERAL PARTNER OF THE THOMAS & NELL WALTZ FAMILY LP | DE | DIRECT OWNER | B | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A | |
| TRAYLOR, ROBERT, C | I | DIRECT OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALTZ, NELL, FOSTER | I | THOMAS & NELL WALTZ FAMILY LP | F | |
| WALTZ, NELL, FOSTER | I | THOMAS & NELL WALTZ FAMILY LP | F |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
CA
Address
4350 EXECUTIVE DRIVE, STE. 115SAN DIEGO, CA 92121
United States
Phone: (858)453-9915