ALM ADVISORS, INC.
CRD #112350 SEC #801-49797 PASADENA, CA 626-432-5600
SEC Registered
Total AUM
$54.6M
Discretionary
$54.6M
Employees
1
Clients
--
Accounts
23
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| ARNOLD, ROGER, BENTLEY | I | CHIEF ECONOMIST | NA | |
| GARCIA, LAURA, GABRIELA | I | ASSISTANT PORTFOLIO MANAGER | NA | Control |
| GARCIA, LAURA, GABRIELA | I | ASSISTANT PORTFOLIO MANAGER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| GONZALEZ, PATRICIA, HARUKO | I | VP & CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| JONES, DENNIS, L | I | CONTROLLER | NA | |
| KALOGERIS, CHRIS, JAMES | I | DIRECTOR OF INTERNATIONAL MARKETING | NA | |
| KUHN, JOHN, FENTRESS | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| KUHN, JOHN, FENTRESS | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| THOMAS, WARREN, JESSEMCEWIN | I | CONTROLLER | NA | |
| THOMAS, WARREN, JESSEMCEWIN | I | CONTROLLER | NA | |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY | I | PRESIDENT, MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| ROLLERT, JEFFERY, GORDON | I | PRESIDENT & MANAGING DIRECTOR | E | Control |
| KUHN, JOHN, FENTRESS | I | PARTNER | A | Control |
| KUHN, JOHN, FENTRESS | I | PARTNER | A | Control |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A | |
| KUHN, SALLY | I | NON-EMPLOYEE OWNER | A |
Registrations
Federal
IA
Jul 19, 2012 REGISTERED
Notice Filings (1)
CA
Address
251 S. LAKE AVENUESUITE 520
PASADENA, CA 91101
United States
Phone: 626-432-5600