GATES ADVISORS INC
CRD #112356 SEC #801-56185 NEW YORK, NY 212-661-8686
SEC Registered Broker-Dealer
Total AUM
$175M
Discretionary
$175M
Employees
5
Clients
0
Accounts
120
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Feb 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VACHON, JULIEN, NORMAN | I | PRESIDENT | C | Control |
| VACHON, JULIEN, NORMAN | I | PRESIDENT | C | Control |
| VACHON, JULIEN, NORMAN | I | PRESIDENT | C | Control |
| VACHON, JULIEN, NORMAN | I | PRESIDENT | C | Control |
| VACHON, JULIEN, NORMAN | I | PRESIDENT | C | Control |
| CASEY, JAMES, DOUGLAS | I | SHARE HOLDER | B | |
| CASEY, JAMES, DOUGLAS | I | SHARE HOLDER | B | |
| CASEY, JAMES, DOUGLAS | I | SHARE HOLDER | B | |
| CASEY, JAMES, DOUGLAS | I | SHARE HOLDER | B | |
| CASEY, JAMES, DOUGLAS | I | SHARE HOLDER | B | |
| COOK, LANGDON, PINGRY | I | SHARE HOLDER | B | |
| COOK, LANGDON, PINGRY | I | SHARE HOLDER | B | |
| COOK, LANGDON, PINGRY | I | SHARE HOLDER | B | |
| COOK, LANGDON, PINGRY | I | SHARE HOLDER | B | |
| COOK, LANGDON, PINGRY | I | SHARE HOLDER | B | |
| SULGER, THOMAS, CONNORS | I | SHARE HOLDER | B | |
| SULGER, THOMAS, CONNORS | I | SHARE HOLDER | B | |
| SULGER, THOMAS, CONNORS | I | SHARE HOLDER | B | |
| SULGER, THOMAS, CONNORS | I | SHARE HOLDER | B | |
| SULGER, THOMAS, CONNORS | I | SHARE HOLDER | B | |
| KIM, YOUGHWHI | I | TREASURER | A | Control |
| KIM, YOUGHWHI | I | TREASURER | A | Control |
| KIM, YOUGHWHI | I | TREASURER | A | Control |
| KIM, YOUGHWHI | I | TREASURER | A | Control |
| KIM, YOUGHWHI | I | TREASURER | A | Control |
Registrations
Federal
IA
Feb 9, 2005 REGISTERED
Notice Filings (1)
NY
Address
100 PARK AVE22ND FLOOR
NEW YORK, NY 10017
USA
Phone: 212-661-8686