NANCY ABRAMS & ASSOCIATES, INC.
Legal name: ABRAMS, FACTOR & ASSOCIATES
CRD #112369 SEC #801-42907 BEVERLY HILLS, CA 310-385-7706
SEC Registered
Total AUM
$103.1M
Discretionary
$103.1M
Employees
5
Clients
251
Accounts
266
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FACTOR, SUSAN, BARG | I | CHIEF COMPLIANCE OFFICER | NA | |
| FACTOR, SUSAN, BARG | I | CHIEF COMPLIANCE OFFICER | NA | |
| FACTOR, SUSAN, BARG | I | CHIEF COMPLIANCE OFFICER | NA | |
| FACTOR, SUSAN, BARG | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYNBRANDT, JUNE, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
| ABRAMS, NANCY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 26, 2009 REGISTERED
Notice Filings (1)
CA
Address
9465 WILSHIRE BLVD., SUITE 450BEVERLY HILLS, CA 90212
United States
Phone: 310-385-7706