HERITAGE ASSET MANAGEMENT INC
CRD #112392 SEC #801-25067 ST PETERSBURG, FL 727-567-8143
SEC Registered
Total AUM
$8.8B
Discretionary
$8.6B
Employees
51
Clients
--
Accounts
14
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADY, ROBERT, NYLE | I | DIRECTOR/PRESIDENT | NA | |
| CALABRO, MATHEW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALABRO, MATHEW, JOHN | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | |
| CALABRO, MATHEW, JOHN | I | SR. VICE PRESIDENT/PRINCIPAL EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| CALABRO, MATHEW, JOHN | I | SR. VICE PRESIDENT/PRINCIPAL EXECUTIVE OFFICER/DIRECTOR | NA | |
| CALABRO, MATHEW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, KENNETH, CARL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| CLARK, KENNETH, CARL | I | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| CLARK, KENNETH, CARL | I | EXECUTIVE VICE PRESIDENT/COO/CHIEF COMPLIANCE OFFICER | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR/PRESIDENT | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR/PRESIDENT | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR/PRESIDENT | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR/PRESIDENT | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR/PRESIDENT | NA | |
| HILL, STEPHEN, GARRARD | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| MULLINS, ANDREA, NOLAN | I | TREASURER | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| RIESS, RICHARD, KARL | I | DIRECTOR/CEO | NA | |
| ROSSI, RICHARD, JOHN | I | EXECUTIVE VICE PRESIDENT/ DIRECTOR | NA | |
| ROSSI, RICHARD, JOHN | I | DIRECTOR | NA | |
| ROSSI, RICHARD, JOHN | I | EXECUTIVE VICE PRESIDENT/ DIRECTOR | NA | |
| ROSSI, RICHARD, JOHN | I | EXECUTIVE VICE PRESIDENT/ DIRECTOR | NA | |
| ROSSI, RICHARD, JOHN | I | EXECUTIVE VICE PRESIDENT/ DIRECTOR | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALLACE, H, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WALZER, SUSAN, LAVELLE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | NA | |
| WALZER, SUSAN, LAVELLE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WALZER, SUSAN, LAVELLE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| RAYMOND JAMES FINANCIAL INC | DE | SHAREHOLDER | E | Control |
| JAMES, THOMAS, ALAN | I | NONE | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL INC. | C | Control |
Registrations
Federal
IA
Dec 16, 2005 REGISTERED
Notice Filings (1)
FL
Address
880 CARILLON PKWYST PETERSBURG, FL 33716
USA
Phone: 727-567-8143