KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
CRD #112414 SEC #801-121974 IRVINE, CA 800-557-5461
SEC Registered
Total AUM
$184.9M
Discretionary
$184.9M
Employees
5
Clients
--
Accounts
735
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $184.9M | $184.9M | $0 | 5 | 0 |
| Mar 2025 | $184.9M | $184.9M | $0 | 5 | 0 |
| Feb 2025 | $184.9M | $184.9M | $0 | 5 | 0 |
| Oct 2024 | $162.5M | $162.5M | $0 | 4 | 0 |
| Sep 2024 | $162.5M | $162.5M | $0 | 3 | 0 |
| Apr 2024 | $162.5M | $162.5M | $0 | 4 | 0 |
| Mar 2024 | $162.5M | $162.5M | $0 | 4 | 0 |
| Sep 2023 | $162.6M | $162.6M | $0 | 4 | 0 |
| Sep 2023 | $144.6M | $144.6M | $0 | 4 | 0 |
| Mar 2023 | $144.6M | $144.6M | $0 | 4 | 0 |
| Jan 2023 | $133.8M | $133.8M | $0 | 4 | 0 |
| Jan 2023 | $133.8M | $133.8M | $0 | 4 | 0 |
| Jun 2022 | $133.8M | $133.8M | $0 | 4 | 0 |
| Mar 2022 | $133.8M | $133.8M | $0 | 5 | 0 |
| Oct 2021 | $115.5M | $115.5M | $0 | 5 | 0 |
| Sep 2021 | $115.5M | $115.5M | $0 | 5 | 0 |
| Aug 2021 | $115.5M | $115.5M | $0 | 5 | 0 |
| Jun 2021 | $115.5M | $115.5M | $0 | 5 | 0 |
| Jun 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| Jun 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| May 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| May 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| Apr 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| Mar 2012 | $80.6M | $80.6M | $0 | 6 | 400 |
| Aug 2011 | $97.6M | $97.6M | $0 | 10 | -- |
| Mar 2011 | $97.6M | $97.6M | $0 | 10 | -- |
| Dec 2010 | $86.9M | $86.9M | $0 | 10 | -- |
| Dec 2010 | $86.9M | $86.9M | $0 | 10 | -- |
| Jan 2008 | $121.9M | $121.9M | $0 | 10 | -- |
| Nov 2007 | $100.2M | $100.2M | $0 | 10 | -- |
| Nov 2007 | $100.2M | $100.2M | $0 | 10 | -- |
| Sep 2007 | $100.2M | $100.2M | $0 | 10 | -- |
| Jun 2007 | $100.2M | $100.2M | $0 | 10 | -- |
| Feb 2007 | $100.2M | $100.2M | $0 | 10 | -- |
| Mar 2006 | $77.9M | $77.9M | $0 | 10 | -- |
| Dec 2005 | $75.9M | $75.9M | $0 | 10 | -- |
| Oct 2005 | $75.9M | $75.9M | $0 | 10 | -- |
| Jan 2005 | $75.9M | $75.9M | $0 | 5 | -- |
| May 2002 | $46.7M | $46.7M | $0 | 10 | -- |
| Aug 2001 | $46.7M | $46.7M | $0 | 10 | -- |
| May 2001 | $46.7M | $46.7M | $0 | 10 | -- |
DateSep 2025
Total AUM$184.9M
Discretionary$184.9M
Non-Disc.$0
Employees5
Clients0
DateMar 2025
Total AUM$184.9M
Discretionary$184.9M
Non-Disc.$0
Employees5
Clients0
DateFeb 2025
Total AUM$184.9M
Discretionary$184.9M
Non-Disc.$0
Employees5
Clients0
DateOct 2024
Total AUM$162.5M
Discretionary$162.5M
Non-Disc.$0
Employees4
Clients0
DateSep 2024
Total AUM$162.5M
Discretionary$162.5M
Non-Disc.$0
Employees3
Clients0
DateApr 2024
Total AUM$162.5M
Discretionary$162.5M
Non-Disc.$0
Employees4
Clients0
DateMar 2024
Total AUM$162.5M
Discretionary$162.5M
Non-Disc.$0
Employees4
Clients0
DateSep 2023
Total AUM$162.6M
Discretionary$162.6M
Non-Disc.$0
Employees4
Clients0
DateSep 2023
Total AUM$144.6M
Discretionary$144.6M
Non-Disc.$0
Employees4
Clients0
DateMar 2023
Total AUM$144.6M
Discretionary$144.6M
Non-Disc.$0
Employees4
Clients0
DateJan 2023
Total AUM$133.8M
Discretionary$133.8M
Non-Disc.$0
Employees4
Clients0
DateJan 2023
Total AUM$133.8M
Discretionary$133.8M
Non-Disc.$0
Employees4
Clients0
DateJun 2022
Total AUM$133.8M
Discretionary$133.8M
Non-Disc.$0
Employees4
Clients0
DateMar 2022
Total AUM$133.8M
Discretionary$133.8M
Non-Disc.$0
Employees5
Clients0
DateOct 2021
Total AUM$115.5M
Discretionary$115.5M
Non-Disc.$0
Employees5
Clients0
DateSep 2021
Total AUM$115.5M
Discretionary$115.5M
Non-Disc.$0
Employees5
Clients0
DateAug 2021
Total AUM$115.5M
Discretionary$115.5M
Non-Disc.$0
Employees5
Clients0
DateJun 2021
Total AUM$115.5M
Discretionary$115.5M
Non-Disc.$0
Employees5
Clients0
DateJun 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateJun 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateMay 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateMay 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateApr 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateMar 2012
Total AUM$80.6M
Discretionary$80.6M
Non-Disc.$0
Employees6
Clients400
DateAug 2011
Total AUM$97.6M
Discretionary$97.6M
Non-Disc.$0
Employees10
Clients--
DateMar 2011
Total AUM$97.6M
Discretionary$97.6M
Non-Disc.$0
Employees10
Clients--
DateDec 2010
Total AUM$86.9M
Discretionary$86.9M
Non-Disc.$0
Employees10
Clients--
DateDec 2010
Total AUM$86.9M
Discretionary$86.9M
Non-Disc.$0
Employees10
Clients--
DateJan 2008
Total AUM$121.9M
Discretionary$121.9M
Non-Disc.$0
Employees10
Clients--
DateNov 2007
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees10
Clients--
DateNov 2007
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees10
Clients--
DateSep 2007
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees10
Clients--
DateJun 2007
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees10
Clients--
DateFeb 2007
Total AUM$100.2M
Discretionary$100.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2006
Total AUM$77.9M
Discretionary$77.9M
Non-Disc.$0
Employees10
Clients--
DateDec 2005
Total AUM$75.9M
Discretionary$75.9M
Non-Disc.$0
Employees10
Clients--
DateOct 2005
Total AUM$75.9M
Discretionary$75.9M
Non-Disc.$0
Employees10
Clients--
DateJan 2005
Total AUM$75.9M
Discretionary$75.9M
Non-Disc.$0
Employees5
Clients--
DateMay 2002
Total AUM$46.7M
Discretionary$46.7M
Non-Disc.$0
Employees10
Clients--
DateAug 2001
Total AUM$46.7M
Discretionary$46.7M
Non-Disc.$0
Employees10
Clients--
DateMay 2001
Total AUM$46.7M
Discretionary$46.7M
Non-Disc.$0
Employees10
Clients--