THOMAS BARRETT & ASSOC. P.C.
CRD #112415 SEC #801-49621 DENVER, CO 303-861-1978
SEC Registered
Total AUM
$65M
Discretionary
$65M
Employees
5
Clients
51
Accounts
24
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, THOMAS, JAY | I | PRESIDENT | E | Control |
| BARRETT, THOMAS, JAY | I | PRESIDENT | E | Control |
| BARRETT, THOMAS, JAY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (1)
CO
Address
11 POLO CLUB DRDENVER, CO 80209
USA
Phone: 303-861-1978