COE CAPITAL MANAGEMENT, LLC
CRD #112447 SEC #801-56483 HIGHLAND PARK, IL 847-597-1700
SEC Registered
Total AUM
$176.5M
Discretionary
$176.5M
Employees
4
Clients
26
Accounts
195
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| COE, MARK, DAVID | I | MANAGER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, KAREN, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEHNER, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| WEHNER, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| YAFFE, JONATHAN, SOLOMON | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012 | DE | OWNER | E | Control |
| MARK D. COE IRREVOCABLE TRUST | DE | OWNER | E | Control |
| MARK D. COE IRREVOCABLE TRUST | DE | OWNER | E | Control |
| COE, MARK, DAVID | I | PRESIDENT | D | Control |
| COE, MARK, DAVID | I | PRESIDENT | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | PRESIDENT | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, MARK, DAVID | I | MANAGING MEMBER | D | Control |
| COE, SHARI, ELYSE | I | SHAREHOLDER | C | |
| COE, SHARI, ELYSE | I | SHAREHOLDER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| COE, SHARI, ELYSE | I | MEMBER | C | |
| MARK D. COE REVOCABLE TRUST | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993 | DE | OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE REVOCABLE TRUST | E | Control |
| COE, MARK, DAVID | I | MARK D. COE 2012 IRREVOCABLE TRUST | E | Control |
| COE, SHARI, ELYSE | I | COE CAPITAL MANAGEMENT, LLC | C |
Registrations
Federal
IA
Mar 30, 2021 REGISTERED
Notice Filings (7)
CA CO FL IL IN NY TX
Address
430 PARK AVENUESUITE 2B
HIGHLAND PARK, IL 60035
United States
Phone: 847-597-1700