CARNICK & COMPANY, INCORPORATED
CRD #112464 SEC #801-62251 COLORADO SPRINGS, CO 719-579-8000
SEC Registered
Total AUM
$122.3M
Discretionary
$96.5M
Employees
5
Clients
25
Accounts
198
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | VICE-PRESIDENT | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | VICE-PRESIDENT | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, JUDITH, CAROL | I | SECRETARY | NA | |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT | E | Control |
| CARNICK, CRAIG, EVANS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOYER, WILLIAM, DUDLEY | I | SHAREHOLDER | B | |
| MOYER, WILLIAM, DUDLEY | I | SHAREHOLDER | B | |
| MOYER, WILLIAM, DUDLEY | I | SHAREHOLDER | B | |
| MOYER, WILLIAM, DUDLEY | I | SHAREHOLDER | B | |
| VAN KEULEN, WILLIAM, D | I | BOARD OF DIRECTORS, SECTY, TREASURER, SHAREHOLDER | B | Control |
| VAN KEULEN, WILLIAM, D | I | BOARD OF DIRECTORS, SECTY, TREASURER, SHAREHOLDER | B | Control |
| VAN KEULEN, WILLIAM, D | I | BOARD OF DIRECTORS, SECTY, TREASURER, SHAREHOLDER | B | Control |
| VAN KEULEN, WILLIAM, DAVID | I | BOARD OF DIRECTORS, SECTY, TREASURER, SHAREHOLDER | B | Control |
| YOUNG, KIMBERLY, DAWN | I | SHAREHOLDER | A | |
| YOUNG, KIMBERLY, DAWN | I | SHAREHOLDER | A | |
| YOUNG, KIMBERLY, DAWN | I | SHAREHOLDER | A |
Registrations
Federal
IA
Jan 29, 2007 REGISTERED
Notice Filings (3)
CO LA TX
Address
675 SOUTHPOINTE COURT SUITE 102COLORADO SPRINGS, CO 80906
USA
Phone: 719-579-8000