LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC
CRD #112468 SEC #801-60352 NEW YORK, NY 646-285-9000
SEC Registered
Total AUM
$51M
Discretionary
$51M
Employees
2
Clients
0
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERKENFELD, STEVEN, LYLE | I | MANAGER AND SVP | NA | Control |
| BERKENFELD, STEVEN, LYLE | I | MANAGER AND SVP | NA | Control |
| BERKENFELD, STEVEN, LYLE | I | MANAGER AND SVP | NA | Control |
| BERKENFELD, STEVEN, LYLE | I | MANAGER AND SVP | NA | Control |
| BERKENFELD, STEVEN, LYLE | I | MANAGER AND SVP | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| FOX, WILLIAM, JAY | I | MEMBER OF BOARD OF MANAGERS, EVP AND CFO | NA | Control |
| HO, GARRETT, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMBERT, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| LAMBERT, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| LAMBERT, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| MARSAL, BRYAN, PAUL | I | MEMBER OF THE BOARD OF MANAGERS AND CEO | NA | Control |
| MARSAL, BRYAN, PAUL | I | MEMBER OF THE BOARD OF MANAGERS AND CEO | NA | Control |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, BRIAN, RAYMOND | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT | NA | |
| MCCARTHY, JACK, DANIEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MICHEL, CINDY, ZEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MICHEL, CINDY, ZEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, CATHERINE, VALERIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| NORDELL, DEBORAH, M | I | VICE PRESIDENT | NA | Control |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT | NA | Control |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT | NA | Control |
| NORDELL, DEBORAH, MICHELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT | NA | Control |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT | NA | Control |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT, MEMBER OF THE BOARD OF MANAGERS | NA | |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT, MEMBER OF THE BOARD OF MANAGERS | NA | |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT, MEMBER OF THE BOARD OF MANAGERS | NA | |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT, MEMBER OF THE BOARD OF MANAGERS | NA | |
| NORDELL, DEBORAH, MICHELLE | I | VICE PRESIDENT, MEMBER OF THE BOARD OF MANAGERS | NA | |
| ODRICH, MICHAEL, J | I | MANAGER AND PRESIDENT | NA | Control |
| ODRICH, MICHAEL, JAMES | I | MANAGER AND PRESIDENT | NA | Control |
| ODRICH, MICHAEL, JAMES | I | MANAGER AND PRESIDENT | NA | Control |
| ODRICH, MICHAEL, JAMES | I | MANAGER AND PRESIDENT | NA | Control |
| ODRICH, MICHAEL, JAMES | I | MANAGER AND PRESIDENT | NA | Control |
| PLOTKIN, HOWARD, R. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLOTKIN, HOWARD, RUSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| STEINBERG, FRED, ERIC | I | VICE PRESIDENT | NA | Control |
| STEINBERG, FRED, ERIC | I | VICE PRESIDENT | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND COO | NA | Control |
| TRUZZOLINO, JEROME | I | VICE PRESIDENT | NA | |
| WASHKOWITZ, ALAN, H | I | MANAGER AND SVP | NA | Control |
| WASHKOWITZ, ALAN, HERSH | I | MANAGER AND SVP | NA | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST | DE | LEHMAN BROTHERS HOLDINGS INC. | E | Control |
Registrations
Federal
IA
Mar 26, 2020 REGISTERED
Notice Filings (1)
NY
Address
277 PARK AVENUE46TH FLOOR
NEW YORK, NY 10172
United States
Phone: 646-285-9000