LEGIONCE INVESTMENT ADVISORS, LLC
CRD #112472 SEC #801-67155 DENVER, CO 303-751-5550
SEC Registered
Total AUM
$17M
Discretionary
$17M
Employees
5
Clients
0
Accounts
127
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| POLAKOVIC, MICHAEL, JOHN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHAFFNER, GREGORY, FRANCIS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 31, 2011 REGISTERED
Notice Filings (1)
CO
Address
1777 S. HARRISONSUITE 450
DENVER, CO 80210
United States
Phone: 303-751-5550