NATIONAL PENN CAPITAL ADVISORS, INC.
Legal name: NATIONAL PENN CAPITAL ADVISORS
CRD #112477 SEC #801-57306 DOYLESTOWN, PA 215-230-7171
SEC Registered
Total AUM
$1B
Discretionary
$145.8M
Employees
7
Clients
1
Accounts
840
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEBKOWSKI, MICHELLE, H. | I | SECRETARY | NA | Control |
| DEBKOWSKI, MICHELLE, H. | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| GEESEY, JILL, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEESEY, JILL, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KILROY, BRUCE | I | DIRECTOR | NA | Control |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEFFEL, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| LANDES, ERIC, VAUGHN | I | SENIOR VICE PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | VICE PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | SENIOR VICE PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | SENIOR VICE PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LANDES, ERIC, VAUGHN | I | PRESIDENT | NA | Control |
| LEAVER, CLYDE, CUSTER | I | PRESIDENT | NA | Control |
| LOFLAND, MATTHEW, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOFLAND, MATTHEW, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOFLAND, MATTHEW, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NOLT, LARRY, E | I | PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| NOLT, LARRY, E | I | SENIOR VICE PRESIDENT | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| RHOADS, GARY | I | TREASURER | NA | Control |
| SMITH, BRUCE, GEORGE | I | DIRECTOR | NA | Control |
| SMITH, BRUCE, GEORGE | I | DIRECTOR | NA | Control |
| SMITH, BRUCE, GEORGE | I | DIRECTOR | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| SPAYD, SANDRA, L | I | SECRETARY | NA | Control |
| WEAVER, SHARON | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| WORTHINGTON, DONALD, P | I | DIRECTOR | NA | Control |
| FIRSTSERVICE BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
| NATIONAL PENN BANK | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AZAR, VICTORIA, M | I | FIRSTSERVICE BANK | F | Control |
| BYERS, ROBERT, L | I | FIRSTSERVICE BANK | F | Control |
| EASTBURN, WILLIAM, H | I | FIRSTSERVICE BANK | F | Control |
| GERHART, RICHARD, F | I | FIRSTSERVICE BANK | F | Control |
| GOELZ, ERNEST, O | I | FIRSTSERVICE BANK | F | Control |
| GRIM, LAWRENCE, J. | I | FIRSTSERVICE BANK | F | Control |
| LONGACRE, HENRY, W. | I | FIRSTSERVICE BANK | F | Control |
| MANNA, GERALD, J. | I | FIRSTSERVICE BANK | F | Control |
| RANKIN, ALEXANDER | I | FIRSTSERVICE BANK | F | Control |
| SPIER, JOHN, C | I | FIRSTSERVICE BANK | F | Control |
| STILLMAN, GILBERT, PATRICK | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, DONALD, P | I | FIRSTSERVICE BANK | F | Control |
| WORTHINGTON, STANLEY, L | I | FIRSTSERVICE BANK | F | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E |
Registrations
Federal
IA
Mar 19, 2013 REGISTERED
Notice Filings (15)
CA CT DE GA IL KY NJ NM NY OH PA TN TX WA WI
Address
95 NORTH BROAD STDOYLESTOWN, PA 18901
United States
Phone: 215-230-7171