KAY FRANCES BYRUM
Legal name: FINANCIAL INSIGHTS
CRD #112484 SEC #801-67274 FULLERTON, CA 714-449-8800
SEC Registered
Total AUM
$6M
Discretionary
$0
Employees
5
Clients
10
Accounts
19
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRYAN, JUSTIN, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CRYAN, JUSTIN, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BYRUM, KAY, FRANCES | I | CHIEF COMPLIANCE OFFICER, OWNER | E | Control |
| BYRUM, KAY, FRANCES | I | CHIEF COMPLIANCE OFFICER, OWNER | E | Control |
| BYRUM, KAY, FRANCES | I | OWNER, CEO, CFO, COO, CLO | E | Control |
| BYRUM, KAY, FRANCES | I | CHIEF COMPLIANCE OFFICER, OWNER | E | Control |
| BYRUM, KAY, FRANCES | I | OWNER, CEO, CFO, COO, CLO | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
CA
Address
1440 N. HARBOR BLVD.SUITE 700
FULLERTON, CA 92835
United States
Phone: 714-449-8800