MINTZ LEVIN FINANCIAL ADVISORS LLC
CRD #112485 SEC #801-55976 BOSTON, MA 617-542-6000 / 617-348-1737
SEC Registered
Total AUM
$1B
Discretionary
$771.6M
Employees
11
Clients
251
Accounts
374
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DYNAN, MITCHELL, DAVID | I | CHIEF INVESTMENT OFFICER | NA | |
| DYNAN, MITCHELL, DAVID | I | CHIEF INVESTMENT OFFICER | NA | |
| GELLER, CARY, PAUL | I | MANAGING DIRECTOR | NA | Control |
| GELLER, CARY, PAUL | I | MANAGING DIRECTOR | NA | Control |
| GELLER, CARY, PAUL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| GELLER, CARY, PAUL | I | MANAGING DIRECTOR | NA | Control |
| GELLER, CARY, PAUL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | NA | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | NA | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | NA | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | NA | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | NA | Control |
| ROSENTHAL, STEVEN, PAUL | I | CLERK | NA | |
| ROSENTHAL, STEVEN, PAUL | I | CLERK | NA | |
| ROSENTHAL, STEVEN, PAUL | I | SECRETARY/CLERK | NA | |
| ROSENTHAL, STEVEN, PAUL | I | CLERK | NA | |
| ROSENTHAL, STEVEN, PAUL | I | SECRETARY/CLERK | NA | |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| STALEY, CHITRA, RAGHAVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| URBAN, ANDREW, ROBERT | I | SECRETARY & TREASURER | NA | |
| URBAN, ANDREW, ROBERT | I | SECRETARY & TREASURER | NA | |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | SOLE OWNER | E | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | SOLE OWNER | E | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | SOLE OWNER | E | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | SOLE OWNER | E | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | SOLE OWNER | E | Control |
| GELLER, CARY, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| GELLER, CARY, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | C | Control |
| GLOVSKY, ROBERT, JAMES | I | PRESIDENT | C | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | OWNER | C | Control |
| MINTZ, LEVIN, COHN, FERRIS, GLOVSKY AND POPEO, P.C. | DE | OWNER | C | Control |
Registrations
Federal
IA
Mar 23, 2012 REGISTERED
Notice Filings (12)
CA CT FL LA MA MD NH NY RI TX VA VT
Address
ONE FINANCIAL CENTERBOSTON, MA 02111
United States
Phone: 617-542-6000 / 617-348-1737