GERALD KLEIN & ASSOCIATES, INC.
Legal name: GERALD KLEIN & ASSOCIATES
CRD #112491 SEC #801-56109 DANA POINT, CA 800-557-5461
SEC Registered
Total AUM
$3.6M
Discretionary
$3.6M
Employees
5
Clients
--
Accounts
12
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2008 | $991.2K | $991.2K | $0 | 5 | -- |
| Feb 2007 | $3.6M | $3.6M | $0 | 5 | -- |
| Feb 2007 | $3.6M | $3.6M | $0 | 5 | -- |
| Mar 2006 | $15.7M | $15.7M | $0 | 5 | -- |
| Oct 2005 | $28.6M | $28.6M | $0 | 5 | -- |
| Mar 2004 | $51.5M | $51.5M | $0 | 5 | -- |
| Apr 2002 | $54M | $54M | $0 | 10 | -- |
| May 2001 | $30.3M | $30.3M | $0 | 10 | -- |
DateJan 2008
Total AUM$991.2K
Discretionary$991.2K
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$3.6M
Discretionary$3.6M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$3.6M
Discretionary$3.6M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$15.7M
Discretionary$15.7M
Non-Disc.$0
Employees5
Clients--
DateOct 2005
Total AUM$28.6M
Discretionary$28.6M
Non-Disc.$0
Employees5
Clients--
DateMar 2004
Total AUM$51.5M
Discretionary$51.5M
Non-Disc.$0
Employees5
Clients--
DateApr 2002
Total AUM$54M
Discretionary$54M
Non-Disc.$0
Employees10
Clients--
DateMay 2001
Total AUM$30.3M
Discretionary$30.3M
Non-Disc.$0
Employees10
Clients--