INVESTMENT ADVICE LINE, INC.
Legal name: INVESTMENT ADVICE LINE
CRD #112510 SEC #801-60225 TOWSON, MD 410-828-4900
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAUCHON, MARK, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAUCHON, MARK, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUTHER, NEIL, JAMES | I | CHEIF COMPLIANCE OFFICER | NA | Control |
| RUTHER, NEIL, JAMES | I | CHEIF COMPLIANCE OFFICER | NA | Control |
| LEGAL ADVICE LINE, INC. | DE | PARENT COMPANY | E | Control |
| LEGAL ADVICE LINE, INC. | DE | PARENT COMPANY | E | Control |
| LEGAL ADVICE LINE, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAUCHON, MARK, PAUL | I | LEGAL ADVICE LINE, INC. | C | Control |
| CAUCHON, MARK, PAUL | I | LEGAL ADVICE LINE, INC. | C | Control |
| CAUCHON, MARK, PAUL | I | LEGAL ADVICE LINE, INC. | C | Control |
| RUTHER, NEIL, JAMES | I | LEGAL ADVICE LINE, INC. | C | Control |
| RUTHER, NEIL, JAMES | I | LEGAL ADVICE LINE, INC. | C | Control |
| RUTHER, NEIL, JAMES | I | LEGAL ADVICE LINE, INC. | C | Control |
Registrations
Federal
IA
Jan 11, 2006 REGISTERED
Notice Filings (1)
MD
Address
300 EAST JOPPA RD.SUITE 300
TOWSON, MD 21286
USA
Phone: 410-828-4900