JONES WALL STREET INCORPORATED
CRD #112524 SEC #801-60351 WESTLAKE VILLAGE, CA 805-374-2700
SEC Registered
Total AUM
$44.6M
Discretionary
$36.2M
Employees
5
Clients
--
Accounts
103
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHROM, JOHN, PATRICK | I | CHIEF OPERATING OFFICER | NA | |
| SCHROM, JOHN, PATRICK | I | CHIEF OPERATING OFFICER | NA | |
| SCHROM, JOHN, PATRICK | I | CHIEF OPERATING OFFICER | NA | |
| SCHROM, JOHN, PATRICK | I | CHIEF OPERATING OFFICER | NA | |
| SCHROM, JOHN, PATRICK | I | CHIEF OPERATING OFFICER | NA | |
| JONES, GEORGE, ANTHONY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
| JONES, GEORGE, ANTHONY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 30, 2005 REGISTERED
Notice Filings (1)
CA
Address
650 HAMPSHIRE ROADSUITE 100
WESTLAKE VILLAGE, CA 91361
USA
Phone: 805-374-2700