RAFFERTY ASSET MANAGEMENT, LLC
CRD #112526 SEC #801-54679 NEW YORK, NY 646-572-3390
SEC Registered
Total AUM
$54.8B
Discretionary
$54.8B
Employees
43
Clients
0
Accounts
120
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 2
- LEI
- 549300418E1J3210GJ40
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRICKL, ANGELA, MARY | I | GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | |
| EDWARDS, MARK, DANIEL | I | VICE PRESIDENT | NA | |
| EDWARDS, MARK, DANIEL | I | VICE PRESIDENT | NA | |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIZE, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGAN, TIMOTHY, PETER | I | VICE PRESIDENT | NA | Control |
| HEATH, ANDREW, MCCLARY | I | ASSISTANT CCO | NA | |
| JACOBS, BRIAN | I | PRESIDENT | NA | Control |
| JACOBS, BRIAN | I | PRESIDENT | NA | Control |
| LOUIE, KARIN | I | ASS. CHIEF COMPLIANCE OFF. | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CEO, CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| STELMACHOWSKI, STEVEN, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARREN, TODD, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WARREN, TODD, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YONES, DOUGLAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YONES, DOUGLAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| YONES, DOUGLAS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | D | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | D | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | D | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | D | Control |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | C | |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| RAFFERTY HOLDINGS LLC | DE | MEMBER | C | Control |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| BARBARA RAFFERTY GRAT | DE | MEMBER | B | |
| HAGAN, TIMOTHY, PETER | I | VICE PRESIDENT | B | Control |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | B | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | B | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | B | |
| MINAKIAN PARTNERS, LLC | DE | MEMBER | B | |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | B | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | B | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | B | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | B | Control |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO KATHLEEN RAFFERTY HAY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| GST FBO MICHAEL RAFFERTY & HEIRS | DE | MEMBER | A | |
| HARDING, PHILIP, ARTHUR | I | MANAGING DIRECTOR | A | Control |
| HARDING, PHILIP, ARTHUR | I | MANAGING DIRECTOR | A | Control |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| HIGGINS, JAY, FRANCIS | I | MEMBER | A | |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
| SPRAGUE, STEPHEN, PACKARD | I | VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| CIPOLLA, JOSEPH, PAUL | I | RAFFERTY SERVICING, INC. | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| RAFFERTY SERVICING, INC. | DE | RAFFERTY HOLDINGS LLC | F | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | D | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (3)
DE NJ NY
Address
535 MADISON AVE37TH FLOOR
NEW YORK, NY 10022
United States
Phone: 646-572-3390