SHORELINE INVESTMENT MANAGEMENT CO
CRD #112531 SEC #801-57590 PALO ALTO, CA 650-236-8223
SEC Registered
Total AUM
$25M
Discretionary
$25M
Employees
4
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWICK, SUSAN, DIANE | I | DIRECTOR | NA | Control |
| Binns, Robert, Hugh | I | SR. VICE PRESIDENT | NA | Control |
| Binns, Robert, Hugh | I | SR. VICE PRESIDENT | NA | Control |
| Binns, Robert, Hugh | I | SR. VICE PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| CHAN, CANYON, ALAN | I | PRESIDENT | NA | Control |
| FONG, DOREEN, QUAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRIER, KENNETH, JOHN | I | DIRECTOR, CEO | NA | Control |
| FRIER, KENNETH, JOHN | I | DIRECTOR, CEO | NA | Control |
| FRIER, KENNETH, JOHN | I | DIRECTOR, CEO | NA | Control |
| Fieler, Steven, James | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Fieler, Steven, James | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, CHERYL, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEAHY, JEAN, ADA | I | SECRETARY, DIRECTOR | NA | |
| LEAHY, JEAN, ADA | I | SECRETARY, DIRECTOR | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | SECRETARY, DIRECTOR | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LEAHY, JEAN, ADA | I | DIRECTOR, SECRETARY | NA | |
| LESJAK, CATHERINE, ANNE | I | DIRECTOR | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MCMULLEN, JOHN, NICHOLAS | I | DIRECTOR, CFO | NA | Control |
| MISRA, DIPANWITA | I | DIRECTOR | NA | |
| MORGENFELD, TODD, ROBERT | I | CFO | NA | Control |
| MORGENFELD, TODD, ROBERT | I | CFO | NA | Control |
| NATARAJAN, MEENAKSHI, CHOCKALINGAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| NATARAJAN, MEENAKSHI, CHOCKALINGAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| NATARAJAN, MEENAKSHI, CHOCKALINGAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nesper, Zachary, Jon | I | PRESIDENT | NA | Control |
| OBERSHAW, ELIZABETH, DEBORAH | I | DIRECTOR, CEO | NA | Control |
| OBERSHAW, ELIZABETH, DEBORAH | I | DIRECTOR, CEO, CFO, COMPLIANCE OFFICER | NA | Control |
| OBERSHAW, ELIZABETH, DEBORAH | I | DIRECTOR, CEO, CFO | NA | Control |
| OBERSHAW, ELIZABETH, DEBORAH | I | DIRECTOR, CEO, CFO | NA | Control |
| POTTER, INA, LYNN | I | SECRETARY | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SERGEANT-CLARKE, WENDY, NICOLA | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAI, GRETCHEN, HSIUCHING | I | DIRECTOR, CEO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | CIO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | DIRECTOR, CEO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | CIO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | PRESIDENT | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | DIRECTOR, CEO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | DIRECTOR, CEO | NA | Control |
| TAI, GRETCHEN, HSIUCHING | I | PRESIDENT | NA | Control |
| WAYMAN, ROBERT, PAUL | I | DIRECTOR | NA | Control |
| WAYMAN, ROBERT, PAUL | I | DIRECTOR | NA | Control |
| WAYMAN, ROBERT, PAUL | I | DIRECTOR | NA | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HEWLETT-PACKARD COMPANY | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
| HP INC. | DE | OWNER | E | Control |
Registrations
Federal
IA
Jan 29, 2018 REGISTERED
Address
1501 PAGE MILL ROADM/S 1509
PALO ALTO, CA 94304
United States
Phone: 650-236-8223