GREGORY ADVISORS INCORPORATED
Legal name: GREGORY ADVISORS INC.
CRD #112537 SEC #801-67318 HUNTINGTON BEACH, CA 714-372-2299
SEC Registered
Total AUM
$26.4M
Discretionary
$26.4M
Employees
1
Clients
26
Accounts
57
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, THEODORE, KNOX | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
| GREGORY, MARY, KATHERINE | I | VICE PRESIDENT | C | Control |
Registrations
Federal
IA
May 14, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
7755 CENTER AVENUE, SUITE 1100HUNTINGTON BEACH, CA 92647
United States
Phone: 714-372-2299