FALCO FINANCIAL SERVICES, INC.
CRD #112538 SEC #801-62722 SCOTTSBLUFF, NE 308-632-4146
SEC Registered
Total AUM
$48.9M
Discretionary
$48.9M
Employees
1
Clients
1
Accounts
380
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nebraska
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| BENEPE, MICHAEL, ANDREW | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| GRIMES, FRANCES, MARIE | I | VICE PRESIDENT | NA | |
| GRIMES, FRANCES, MARIE | I | VICE PRESIDENT | NA | |
| KNUDSEN, KENDA, S. | I | SHAREHOLDER | NA | |
| PLUMMER, JEREMY, TYLER | I | VICE PRESIDENT | NA | |
| PLUMMER, JEREMY, TYLER | I | SHAREHOLDER | NA | |
| PLUMMER, JEREMY, TYLER | I | SHAREHOLDER | NA | |
| PLUMMER, JEREMY, TYLER | I | SHAREHOLDER | NA | |
| PLUMMER, JEREMY, TYLER | I | VICE PRESIDENT | NA | |
| PLUMMER, JEREMY, TYLER | I | SHAREHOLDER | NA | |
| JOLLIFFE, PATRICK, STEPHENSON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JOLLIFFE, PATRICK, STEPHENSON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| JOLLIFFE, PATRICK, STEPHENSON | I | PRESIDENT | C | Control |
| JOLLIFFE, PATRICK, STEPHENSON | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| LOCKWOOD, FRED, ALLEN | I | PRESIDENT | C | Control |
| GARDNER, JAMES, RAY | I | SECRETARY | B | |
| GARDNER, JAMES, RAY | I | SHAREHOLDER | B | |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SHAREHOLDER | B | |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SHAREHOLDER | B | |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SECRETARY | B | |
| GARDNER, JAMES, RAY | I | SHAREHOLDER | B | |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARDNER, JAMES, RAY | I | SECRETARY | B | Control |
| GARRETT, DANIEL, G | I | VICE PRESIDENT | B | |
| GARRETT, DANIEL, G | I | SHAREHOLDER | B | |
| GARRETT, DANIEL, G | I | SHAREHOLDER | B | |
| GARRETT, DANIEL, G | I | SHAREHOLDER | B | |
| GARRETT, DANIEL, G | I | VICE PRESIDENT | B | |
| GARRETT, DANIEL, G | I | SHAREHOLDER | B | |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | VICE-PRESIDENT | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | VICE-PRESIDENT | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | VICE-PRESIDENT | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | VICE-PRESIDENT | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| HILYARD, TROY, LEE | I | TREASURER | B | Control |
| JOLLIFFE, PATRICK, STEPHENSON | I | SHAREHOLDER | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | SHAREHOLDER | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | SHAREHOLDER | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | SHAREHOLDER | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | SHAREHOLDER | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, CAROL, M | I | VICE PRESIDENT | B | |
| LOCKWOOD, FRED, ALLEN | I | VICE-PRESIDENT | B | Control |
| LOCKWOOD, FRED, ALLEN | I | VICE-PRESIDENT | B | Control |
| LOCKWOOD, FRED, ALLEN | I | VICE-PRESIDENT | B | Control |
| LOCKWOOD, FRED, ALLEN | I | VICE-PRESIDENT | B | Control |
Registrations
Federal
IA
May 10, 2012 REGISTERED
Notice Filings (9)
AZ CO IL IN KS NE PA SD TX
Address
1110 CIRCLE DRIVESUITE 100
SCOTTSBLUFF, NE 69361
United States
Phone: 308-632-4146