SAMCO FINANCIAL ADVISORS, INC.
CRD #112544 SEC #801-57787 AUSTIN, TX 512-794-9100
SEC Registered Broker-Dealer
Total AUM
$712.1M
Discretionary
$0
Employees
5
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAVERICK, JOSEPH, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAVERICK, JOSEPH, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAVERICK, JOSEPH, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAI HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| SAI HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| SAI HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| SAI HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| SAMCO HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Oct 4, 2005 REGISTERED
Notice Filings (3)
NE TN TX
Address
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350AUSTIN, TX 78731
USA
Phone: 512-794-9100