INVESTMENT MANAGEMENT CONSULTANTS, LTD.
CRD #112558 SEC #801-42266 LITTLETON, CO 303-707-0360
SEC Registered
Total AUM
$44.7M
Discretionary
$373K
Employees
1
Clients
1
Accounts
355
Firm Details
- Organization Type
- Other (specify) (S CORPORATION)
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GENGLER, KATHERINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GENGLER, KATHERINE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REETZ, REGINA, MARY | I | SECONDARY COMPLIANCE OFFICER | NA | |
| BEHR, RICHARD, LLOYD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT | E | Control |
| BEHR, RICHARD, LLOYD | I | PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| REED, ROSEMARY, YOUNG | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F | |
| REED, ROSEMARY, YOUNG | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F | |
| REED, ROSEMARY, YOUNG | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F | |
| YORK, DAVID, JOHN | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F | |
| YORK, DAVID, JOHN | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F | |
| YORK, DAVID, JOHN | I | INVESTMENT MANAGEMENT CONSULTANTS, INC. | F |
Registrations
Federal
IA
May 14, 2012 REGISTERED
Notice Filings (1)
CO
Address
2505 W. ALAMO AVENUELITTLETON, CO 80120
United States
Phone: 303-707-0360