WATERFORD MANAGEMENT, LLC
CRD #112560 SEC #801-57666 NEW YORK, NY 212-980-9000
SEC Registered
Total AUM
$11.4M
Discretionary
$11.4M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 29, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOZAAN, EDWARD, THOMAS | I | MANAGING DIRECTOR | D | Control |
| CHAPMAN, MAX, CARROL | I | MEMBER OF WATERFORD MANAGEMENT LLC | B | |
| CANTOR, MITCHELL, EDWARD | I | MEMBER OF WATERFORD MANAGEMENT LLC | A |
Registrations
Federal
IA
May 29, 2001 REGISTERED
Address
150 EAST 58TH STREET SUITE 1600NEW YORK, NY 10155
USA
Phone: 212-980-9000