AUSTIN INVESTMENT MANAGEMENT INC.
CRD #112591 SEC #801-35273 NEW YORK, NY 212-888-9292
SEC Registered
Total AUM
$240.2M
Discretionary
$204.8M
Employees
5
Clients
--
Accounts
275
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PIKE, RHEEMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIKE, RHEEMA | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAPPA, DAVID, EDWARD | I | PRINCIPAL | NA | |
| RAPPA, DAVID, EDWARD | I | PRINCIPAL | NA | |
| RAPPA, DAVID, EDWARD | I | PRINCIPAL | NA | |
| RAPPA, DAVID, EDWARD | I | PRINCIPAL | NA | |
| VLACHOS, ZOE, AUSTIN | I | CHIEF OPERATING OFFICER | NA | |
| VLACHOS, ZOE, AUSTIN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| VLACHOS, ZOE, AUSTIN | I | CHIEF OPERATING OFFICER | NA | |
| VLACHOS, ZOE, AUSTIN | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
| VLACHOS, PETER, AUSTIN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (9)
CA CT FL MA MD NJ NY OH TX
Address
520 MADISON AVENUE28TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-888-9292