MILESTONE CAPITAL MANAGEMENT, LLC
Legal name: MILESTONE CAPITAL MANAGEMENT
CRD #112592 SEC #801-47268 GREENWICH, CT 203-983-7500
SEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLETON, LEIGH, LARSON | I | CHIEF EXECUTIVE OFFICER/ CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLETON, LEIGH, LARSON | I | CHIEF EXECUTIVE OFFICER/ CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GENTILE, BARBARA, HOPE | I | CHIEF OPERATING OFFICER | NA | |
| GENTILE, BARBARA, HOPE | I | CHIEF OPERATING OFFICER | NA | |
| GENTILE, BARBARA, HOPE | I | SENIOR PORTFOLIO MANAGER | NA | |
| HANSON, JEFFREY, ROBERT | I | CHIEF LEGAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, JEFFREY, ROBERT | I | CHIEF LEGAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, JEFFREY, ROBERT | I | CHIEF LEGAL & COMPLIANCE OFFICER | NA | |
| HANSON, JEFFREY, ROBERT | I | CHIEF LEGAL & COMPLIANCE OFFICER | NA | |
| HANSON, JEFFREY, ROBERT | I | CHIEF OPERATING OFFICER | NA | |
| MELILLO, DANA, NICOLE | I | PORTFOLIO MANAGER | NA | |
| MELILLO, DANA, NICOLE | I | PORTFOLIO MANAGER | NA | |
| MELILLO, DANA, NICOLE | I | PORTFOLIO MANAGER | NA | |
| PFEFFER, MARC, HARRIS | I | CHIEF INVESTMENT OFFICER | NA | |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, MARC, HARRIS | I | CHIEF INVESTMENT OFFICER | NA | |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACHIMSKI, COLEEN, ANN | I | SENIOR ADVISOR TO THE FUNDS | NA | |
| YACHIMSKI, COLEEN, ANN | I | SENIOR PORTFOLIO MANAGER | NA | |
| ZABLE, RIFKI | I | PORTFOLIO MANAGER | NA | |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| MILESTONE GROUP PARTNERS, LLC | DE | OWNER | E | Control |
| HANSON, JANET, TIEBOUT | I | GENERAL PARTNER | D | Control |
| HANSON, JANET, TIEBOUT | I | GENERAL PARTNER | D | Control |
| HANSON, JANET, TIEBOUT | I | GENERAL PARTNER | D | Control |
| HANSON, JANET, TIEBOUT | I | PRESIDENT/GENERAL PARTNER | D | Control |
| CAMERON, ELIZA, LINDSEY | I | LIMITED PARTNER | B | Control |
| CAMERON, ELIZA, LINDSEY | I | LIMITED PARTNER | B | Control |
| CAMERON, ELIZABETH, C. | I | LIMITED PARTNER | B | Control |
| CAMERON, SARAH, BROOKE | I | LIMITED PARTNER | B | Control |
| CARLETON, LEIGH, LARSON | I | CHIEF EXECUTIVE OFFICER/ CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MOFFAT, PAMELA | I | CHIEF EXECUTIVE OFFICER/ CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MOFFAT, PAMELA, DOUGLAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| MOFFAT, PAMELA, DOUGLAS | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | B | Control |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | B | Control |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | B | Control |
| PFEFFER, MARC, HARRIS | I | CHIEF FINANCIAL OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CF / MILESTONE PARTNERS | DE | MILESTONE CAPITAL MANAGEMENT, LLC | D | |
| CF / MILESTONE PARTNERS | DE | MILESTONE CAPITAL MANAGEMENT, LLC | D | |
| JT HANSON CORP. | DE | MILESTONE CAPITAL MANAGEMENT, LLC | D | |
| CF / MILESTONE PARTNERS | DE | MILESTONE CAPITAL MANGEMENT, LLC | C | |
| HANSON, JANET, TIEBOUT | I | MILESTONE GROUP PARTNERS, LLC | C | Control |
| HANSON, JANET, TIEBOUT | I | MILESTONE GROUP PARTNERS, LLC | C | Control |
| HANSON, JANET, TIEBOUT | I | MILESTONE GROUP PARTNERS, LLC | C | Control |
| JT HANSON CORP. | DE | MILESTONE CAPITAL MANAGEMENT, LLC | C | |
| JT HANSON CORP. | DE | MILESTONE CAPITAL MANAGEMENT, LLC | C | |
| LEHMAN WEALTH SERVICES HOLDINGS, LLC | DE | MILESTONE CAPITAL MANAGEMENT, LLC | C |
Registrations
Federal
IA
Sep 12, 2005 REGISTERED
Notice Filings (1)
CT
Address
115 E. PUTNAM AVENUEGREENWICH, CT 6830
USA
Phone: 203-983-7500