BROTHERTON INVESTMENT CONSULTANTS LLC
CRD #112595 SEC #801-57805 SCOTTSDALE, AZ 480-609-3080
SEC Registered
Total AUM
$150.9M
Discretionary
$150.9M
Employees
3
Clients
0
Accounts
539
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROTHERTON, DONNA, KATHERINE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROTHERTON, DONNA, KATHERINE | I | TRUSTEE, MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROTHERTON, DONNA, KATHERINE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROTHERTON, DONNA, KATHERINE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BROTHERTON, JOHN, LAWRENCE | I | MANAGING MEMBER | NA | Control |
| BROTHERTON, JOHN, LAWRENCE | I | TRUSTEE, MANAGING PARTNER | NA | Control |
| BROTHERTON, JOHN, LAWRENCE | I | MANAGING MEMBER | NA | Control |
| BROTHERTON, JOHN, LAWRENCE | I | MANAGING MEMBER | NA | Control |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | NA | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | NA | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | NA | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | E | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | E | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | E | |
| JOHN L. BROTHERTON & DONNA K. BROTHERTON AB LIVING TR, DTD 08-07-03 | DE | TRUST/OWNER | E | |
| BROTHERTON, DONNA, KATHERINE | I | TRUSTEE, MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BROTHERTON, DONNA, KATHERINE | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BROTHERTON, DONNA, KATHERINE | I | TRUSTEE, MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BROTHERTON, DONNA, KATHERINE | I | TRUSTEE, MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BROTHERTON, JOHN, LAWRENCE | I | TRUSTEE, MANAGING PARTNER | D | Control |
| BROTHERTON, JOHN, LAWRENCE | I | MANAGING PARTNER | D | Control |
| BROTHERTON, JOHN, LAWRENCE | I | TRUSTEE, MANAGING PARTNER | D | Control |
| BROTHERTON, JOHN, LAWRENCE | I | TRUSTEE, MANAGING PARTNER | D | Control |
| GARRISON, RYAN, MENDEL | I | MEMBER | A | |
| GARRISON, RYAN, MENDEL | I | PARTNER | A | |
| GARRISON, RYAN, MENDEL | I | MEMBER | A | |
| GARRISON, RYAN, MENDEL | I | MEMBER | A |
Registrations
Federal
IA
Mar 14, 2013 REGISTERED
Notice Filings (4)
AZ CA CO TX
Address
8658 E. SAN ALBERTO DRIVESCOTTSDALE, AZ 85258
United States
Phone: 480-609-3080