STRUCTURED CREDIT PARTNERS LLC
CRD #112660 SEC #801-57494 CHARLOTTE, NC (704) 410-2190
SEC Registered
Total AUM
$80.7M
Discretionary
$0
Employees
7
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, RENEE, MCLAUGHLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALLEN, RENEE, MCLAUGHLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALLEN, RENEE, MCLAUGHLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALLEN, RENEE, MCLAUGHLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | PRESIDENT | NA | Control |
| ARLEDGE, CURTIS, YATES | I | PRESIDENT | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | PRESIDENT | NA | Control |
| ARLEDGE, CURTIS, YATES | I | MANAGING DIRECTOR | NA | Control |
| ARLEDGE, CURTIS, YATES | I | PRESIDENT | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BABER, DARRELL, RALPH | I | MANAGING DIRECTOR | NA | Control |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BARROSO, VICTORIA | I | SECRETARY | NA | |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| BRESNAN, JOHN, JOSEPH | I | PRESIDENT | NA | Control |
| BURKE, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BURKE, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BURKE, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| BURKE, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| CANN, SIMON, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| CANN, SIMON, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| CANN, SIMON, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| CANN, SIMON, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| CANN, SIMON, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| CAPERTON, JULIE, ANN | I | SVP AND SECRETARY | NA | Control |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | SVP AND SECRETARY | NA | Control |
| CAPERTON, JULIE, ANN | I | SVP AND SECRETARY | NA | Control |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT/MANAGING MEMBER | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CAPERTON, JULIE, ANN | I | PRESIDENT | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| CORONA, CARLA, RAFAELLA | I | ASSISTANT SECRETARY | NA | |
| DOLHARE, WALTER, ERNESTO | I | MANAGER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| DUBOSE, MARY, KATHERINE | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| ESSER, DARREN, JAMES | I | VICE PRESIDENT | NA | |
| ESSER, DARREN, JAMES | I | VICE PRESIDENT | NA | |
| ESSER, DARREN, JAMES | I | VICE PRESIDENT | NA | |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FLOWERS, DEREK, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| FOSTER, CHRISTOPHER, JON | I | VICE PRESIDENT | NA | Control |
| FOSTER, CHRISTOPHER, JON | I | VICE PRESIDENT | NA | Control |
| FOSTER, CHRISTOPHER, JON | I | VICE PRESIDENT | NA | Control |
| GAINES, DAVID, L | I | MANAGER | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGING DIRECTOR | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGING DIRECTOR | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGING DIRECTOR | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGER | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGING DIRECTOR | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGER | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGING DIRECTOR | NA | Control |
| GAINES, DAVID, LEELAND | I | MANAGER | NA | Control |
| HARTMAN, LORI | I | ASSISTANT SECRETARY | NA | |
| HARTMAN, LORI, ANNE | I | ASSISTANT SECRETARY | NA | |
| HARTMAN, LORI, ANNE | I | ASSISTANT SECRETARY | NA | |
| HARTMAN, LORI, ANNE | I | ASSISTANT SECRETARY | NA | |
| HARTMAN, LORI, ANNE | I | ASSISTANT SECRETARY | NA | |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HERBENER, ELIZABETH, ANNE | I | ASSISTANT SECRETARY | NA | Control |
| HUNT, DAVID, LEE | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| ILACQUA, HEATHER, JANELLE | I | VICE PRESIDENT AND COMPLIANCE OFFICER | NA | Control |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | OFFICER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| JOHNSTON, JEFFREY, M | I | PORTFOLIO MANAGER | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LEA-KAHLE, DIANA, L | I | ASSISTANT SECRETARY | NA | |
| LENDINO, ROBERT | I | SENIOR VICE PRESIDENT/SECRETARY | NA | |
| LENDINO, ROBERT, GERARD | I | SENIOR VICE PRESIDENT/SECRETARY | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLODRA, MICHAEL, ROBERT | I | PORTFOLIO MANAGER/ELECTED MANAGER | NA | |
| LLOYD, ERIC, JAMES | I | MANAGING DIRECTOR | NA | Control |
| LLOYD, ERIC, JAMES | I | MANAGING DIRECTOR | NA | Control |
| LLOYD, ERIC, JAMES | I | MANAGING DIRECTOR | NA | Control |
| LLOYD, ERIC, JAMES | I | MANAGING DIRECTOR | NA | Control |
| LLOYD, ERIC, JAMES | I | MANAGING DIRECTOR | NA | Control |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MCCARTER, SUSAN, AUSTIN | I | SECRETARY | NA | |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORAN, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLINS, TIMOTHY, PAUL | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| MULLINS, TIMOTHY, PAUL | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| MULLINS, TIMOTHY, PAUL | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| MULLINS, TIMOTHY, PAUL | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| MULLINS, TIMOTHY, PAUL | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| NELSON, STEPHEN, GREENWOOD | I | TREASURER | NA | |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PINK, CHRISTOPHER, WILLIAM | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| PRINGLE, WALTER, MERRILL | I | DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| RODGERS, AUSTIN, MCDONNELL | I | MANAGING DIRECTOR | NA | Control |
| ROTTMAN, ROBERT | I | MANAGING DIRECTOR | NA | |
| ROTTMAN, ROBERT | I | MANAGING DIRECTOR | NA | |
| ROTTMANN, ROBERT, KEVIN | I | TREASURER | NA | |
| ROTTMANN, ROBERT, KEVIN | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SALVUCCI, ROBERT | I | TREASURER | NA | |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHREWSBERRY, JOHN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| SHUTLEY, DAVID | I | DIRECTOR | NA | Control |
| SHUTLEY, DAVID, REED | I | DIRECTOR | NA | Control |
| SHUTLEY, DAVID, REED | I | DIRECTOR | NA | Control |
| SHUTLEY, DAVID, REED | I | DIRECTOR | NA | Control |
| SHUTLEY, DAVID, REED | I | DIRECTOR | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| SMITH, JEREMY, B | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| TAYLOR, SCOTT, CLARKE | I | DIRECTOR | NA | Control |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | DIRECTOR | NA | Control |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, SCOTT, CLARKE | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| THOMPSON, MICHAEL, NEAL | I | DIRECTOR | NA | Control |
| THORPE, BRENDAN, NOEL | I | VICE PRESIDENT | NA | Control |
| THORPE, BRENDAN, NOEL | I | VICE PRESIDENT | NA | Control |
| THORPE, BRENDAN, NOEL | I | VICE PRESIDENT | NA | Control |
| VANHATTEN, SCOTT, GARY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| VANHATTEN, SCOTT, GARY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| VANHATTEN, SCOTT, GARY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WANG, YU, MING | I | MANAGING DIRECTOR | NA | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEATHERLY, WILLIAM, KINGSLEY | I | DIRECTOR | NA | Control |
| WEATHERLY, WILLIAM, KINGSLEY | I | DIRECTOR | NA | Control |
| WEATHERLY, WILLIAM, KINGSLEY | I | DIRECTOR | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WEISS, JONATHAN, GEOFFREY | I | MANAGING DIRECTOR/MANAGING MEMBER | NA | Control |
| WICKWIRE, THOMAS, SCOTT | I | MANAGING DIRECTOR; MANAGER | NA | Control |
| WICKWIRE, THOMAS, SCOTT | I | MANAGING DIRECTOR; MANAGER | NA | Control |
| WICKWIRE, THOMAS, SCOTT | I | MANAGING DIRECTOR; MANAGER | NA | Control |
| WICKWIRE, THOMAS, SCOTT | I | PRESIDENT | NA | Control |
| WICKWIRE, THOMAS, SCOTT | I | MANAGING DIRECTOR; MANAGER | NA | Control |
| ZANIN, RYAN, ARMAND | I | MANAGING DIRECTOR | NA | Control |
| ZANIN, RYAN, ARMAND | I | MANAGING DIRECTOR | NA | Control |
| ZANIN, RYAN, ARMAND | I | MANAGING DIRECTOR | NA | Control |
| ZANIN, RYAN, ARMAND | I | MANAGING DIRECTOR | NA | Control |
| ZANIN, RYAN, ARMAND | I | MANAGING DIRECTOR | NA | Control |
| EVEREN SECURITIES HOLDINGS INC. | DE | CORPORATION | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WACHOVIA CORPORATION | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WELLS FARGO & COMPANY | DE | SHAREHOLDER | E | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | D | Control |
| WANG, YU, MING | I | CHIEF INVESTMENT OFFICER | D | Control |
| WICKWIRE, THOMAS, SCOTT | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WICKWIRE, THOMAS, SCOTT | I | CHIEF EXECUTIVE OFFICER | D | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (2)
NC NY
Address
550 S. TRYON STREET, 6TH FLOORD1086-060
CHARLOTTE, NC 28202
United States
Phone: (704) 410-2190