KEATING INVESTMENTS, LLC
CRD #112664 SEC #801-67305 GREENWOOD VILLAGE, CO 720-489-4915
SEC Registered
Total AUM
$74M
Discretionary
$74M
Employees
9
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREWS, JEFF, LAWRENCE | I | MEMBER | NA | |
| ANDREWS, JEFF, LAWRENCE | I | MEMBER | NA | |
| ANDREWS, JEFF, LAWRENCE | I | MEMBER | NA | |
| GREEN, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREEN, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| HILLS, STEPHEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HILLS, STEPHEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HILLS, STEPHEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MANKEKAR, RANJIT, PRAKASH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANKEKAR, RANJIT, PRAKASH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANKEKAR, RANJIT, PRAKASH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BDCA ADVISER, LLC | DE | MEMBER | E | Control |
| BDCA ADVISER, LLC | DE | MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | MANAGING MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | MANAGING MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | MANAGING MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | MANAGING MEMBER | E | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | D | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | D | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | D | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | D | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | C | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | C | Control |
| KEATING, TIMOTHY, JOHN | I | PRESIDENT AND MANAGING MEMBER | C | Control |
| TOSCANI, LUCA | I | MEMBER | C | Control |
| TOSCANI, LUCA | I | MEMBER | C | Control |
| TOSCANI, LUCA | I | MEMBER | C | Control |
| TOSCANI, LUCA | I | MEMBER | C | Control |
| TOSCANI, LUCA | I | MEMBER | C | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| SCHWEIGER, FREDERIC, MARVIN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | B | Control |
| BLACKWELL, MARGIE, LEONA | I | MEMBER | A | |
| BLACKWELL, MARGIE, LEONA | I | MEMBER | A | |
| BLACKWELL, MARGIE, LEONA | I | MEMBER | A | |
| BLACKWELL, MARGIE, LEONA | I | MEMBER | A | |
| BLACKWELL, MARGIE, LEONA | I | MEMBER | A | |
| MANKEKAR, RANJIT, PRAKASH | I | CHIEF FINANCIAL OFFICER AND MEMBER | A | Control |
| ROGERS, KYLE, LEWIS | I | MEMBER | A | Control |
| ROGERS, KYLE, LEWIS | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ROGERS, KYLE, LEWIS | I | MEMBER | A | Control |
| ROGERS, KYLE, LEWIS | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KAHANE, WILLIAM, MONROE | I | AR CAPITAL, LLC | F | Control |
| KAHANE, WILLIAM, MONROE | I | AR CAPITAL, LLC | F | Control |
| AR CAPITAL, LLC | DE | AMERICAN REALTY CAPITAL II ADVISORS, LLC | E | Control |
| AR CAPITAL, LLC | DE | AMERICAN REALTY CAPITAL II ADVISORS, LLC | E | Control |
| SCHORSCH, NICHOLAS, SLOAN | I | AR CAPITAL, LLC | D | Control |
| SCHORSCH, NICHOLAS, SLOAN | I | AR CAPITAL, LLC | D | Control |
Registrations
Federal
IA
Feb 19, 2013 REGISTERED
Notice Filings (2)
CO NY
Address
5251 DTC PARKWAYSUITE 1100
GREENWOOD VILLAGE, CO 80111-2739
United States
Phone: 720-489-4915