TCG ADVISORS, LP
CRD #112685 SEC #801-60365 AUSTIN, TX 512-600-5221
SEC Registered Private Funds
Total AUM
$3.6B
Discretionary
$2.7B
Employees
99
Clients
251
Accounts
1,774
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 5, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DAVID, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| ALLEN, DAVID, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BARRAZA, JAIME, ERNESTO | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BARRAZA, JAIME, ERNESTO | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BARRAZA, JAIME, ERNESTO | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BARRAZA, JAIME, ERNESTO | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BARRAZA, JAIME, ERNESTO | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | PRESIDENT | NA | Control |
| COCHRAN, MIKE, WAYNE | I | PRESIDENT | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| COCHRAN, MIKE, WAYNE | I | CHAIRMAN | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | OPERATIONS MANAGER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | DIRECTOR OPERATIONS AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | DIRECTOR OPERATIONS AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | DIRECTOR OPERATIONS AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | DIRECTOR OPERATIONS AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| FRIEDMAN, DAVID, EVAN | I | GENERAL COUNSEL AND CCO | NA | Control |
| GILBREATH, CABANNE | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GILBREATH, CABANNE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GILBREATH, CABANNE | I | SENIOR RELATIONSHIP MANAGER | NA | Control |
| GOODWIN, BRYAN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOODWIN, BRYAN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HAUPTMANN, SCOTT, CHRISTOPHER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| HOYT, TERI, LYNN | I | COMPLIANCE OFFICER | NA | |
| JAMAIL, CHRISTOPHER, JAMES | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER, CHIEF INFORMATION OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER | NA | Control |
| JAMAIL, CHRISTOPHER, JAMES | I | CHIEF MARKETING OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, DAVID, ELIJAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, KEVIN, BLAIN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, KEVIN, BLAIN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, KEVIN, BLAIN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, KEVIN, BLAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCNEILL, KEVIN, BLAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| MONTGOMERY, JEFFREY, ALAN | I | PRESIDENT | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER/CO-CHIEF INVESTMENT OFFICER | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | MANAGER | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| PESCE, JOHN, JOSEPH | I | CEO | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| WOOLERY, MARK, THOMAS | I | CHIEF MARKETING OFFICER | NA | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | HOLDING COMPANY | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| BCDP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| FIC FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| FIC FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| FINANCIAL INDUSTRIES CORPORATION | DE | PARENT COMPANY OF FIC FINANCIAL SERVICES, INC. | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| COCHRAN, MIKE, WAYNE | I | PRESIDENT | C | Control |
| COCHRAN, MIKE, WAYNE | I | PRESIDENT | C | Control |
| PESCE, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | C | Control |
| PESCE, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | C | Control |
| PESCE, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | C | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | B | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | B | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | B | Control |
| COCHRAN, MIKE, WAYNE | I | MANAGER | B | Control |
| HOWARD, ARTHUR | I | GENERAL COUNSEL | B | Control |
| HOWARD, ARTHUR | I | GENERAL COUNSEL | B | Control |
| HOWARD, ARTHUR | I | GENERAL COUNSEL | B | Control |
| JOHNSON, EARL, WILLIAM | I | CHIEF COMPLIANCE OFFICER | A | |
| JOHNSON, EARL, WILLIAM | I | CHIEF COMPLIANCE OFFICER | A | |
| TEDROW, WILLIAM, PATRICK | I | PRESIDENT OF FIC FINANCIAL SERVICES, INC. | A | Control |
| TEDROW, WILLIAM, PATRICK | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | F | Control |
| FINANCIAL INDUSTRIES CORPORATION | DE | FIC FINANCIAL SERVICES, INC. | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| TCG GROUP HOLDINGS, LLP | DE | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES MANAGEMENT, LLC | E | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| BELL, SCOTT, ALAN | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| BELL, SCOTT, ALAN | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| COCHRAN, MIKE, WAYNE | I | BCDP HOLDINGS, LLP | C | Control |
| COCHRAN, MIKE, WAYNE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | BCDP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| DESSELLE, WAYNE, CLARENCE | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | BCDP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LLC | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
| PESCE, JOHN, JOSEPH | I | TCG GROUP HOLDINGS, LLP | C | Control |
Registrations
Federal
IA
Jun 5, 2020 REGISTERED
Notice Filings (36)
AL AR AZ CA CO CT FL GA IA IL IN KS KY LA MD MI MN MO MS NC NE NJ NM NV NY OH OK OR PA SC SD TN TX VA VT WA
Address
900 S. CAPITAL OF TEXAS HWYSUITE 350
AUSTIN, TX 78746
United States
Phone: 512-600-5221