AMERICAN PORTFOLIOS ADVISORS. INC
Legal name: AMERICAN PORTFOLIOS ADVISORS, INC
CRD #112697 SEC #801-61065 HOLBROOK, NY 631-439-4600 X156
SEC Registered Disclosures
Total AUM
$13.1B
Discretionary
$9.5B
Employees
700
Clients
51
Accounts
54,553
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 1, 2024
- Branch Offices
- 312
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIATA, FRANK | I | PRESIDENT | NA | Control |
| BAIATA, FRANK | I | PRESIDENT | NA | Control |
| BAIATA, FRANK | I | PRESIDENT | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CCO | NA | Control |
| Cairney, William, F | I | CCO | NA | |
| Cairney, William, F | I | CCO | NA | |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHAIRMAN | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBER, LON, TERRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| DOLBERGRAPPONE, MELISSA, ANN | I | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GORDON, GARY, BRUCE | I | PRESIDENT | NA | Control |
| GRUBER, JOSEPH, BENJAMIN | I | PRESEIDENT | NA | Control |
| GRUBER, JOSEPH, BENJAMIN | I | PRESEIDENT | NA | Control |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| HENIG, ABBY | I | ASSISTANT SECRETARY | NA | |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JOYNER, DAMON, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LO MANTO, THOMAS JOSEPH | DE | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | SR VICE PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | SR VICE PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | SR VICE PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | SR VICE PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | SR VICE PRESIDENT | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOMANTO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MCKENNA, NINA | I | ASSISTANT SECRETARY | NA | |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | Control |
| MOORS, COLIN, MICHAEL | I | CCO | NA | |
| MOORS, COLIN, MICHAEL | I | CCO | NA | |
| MOORS, COLIN, MICHAEL | I | CCO | NA | |
| MOORS, COLIN, MICHAEL | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| MYERS, MICHAELA, DALE | I | CCO | NA | |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| PRICE, JAMES, DALE | I | CHAIRMAN | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHLUETER, MATTHEW, ADAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SCHMIDT, DAVID, ANDREW | I | TREASURER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| SEIFFERT, SCOTT, ROBERT | I | CHIEF ACCOUNTING OFFICER | NA | |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | CHIEF COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL FOR THE FIRM | NA | Control |
| TAUCHES, FRANK, ANTHONY | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL FOR THE FIRM | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| Vollono, Craig | I | EXECUTIVE VICE PRESIDENT, AP HOLDINGS, INC. AND GENERAL COUNSEL | NA | Control |
| WIRTSHAFTER, TOM | I | PRESIDENT | NA | Control |
| WIRTSHAFTER, TOM | I | PRESIDENT | NA | Control |
| WIRTSHAFTER, TOM | I | PRESIDENT | NA | Control |
| WIRTSHAFTER, TOM | I | PRESIDENT | NA | Control |
| WIRTSHAFTER, TOM | I | PRESIDENT | NA | Control |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| AMERICAN PORTFOLIOS HOLDINGS, INC | DE | OWNER | E | |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
| DOLBER, LON, TERRY | I | VICE PRESIDENT | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ADVISOR GROUP HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| ADVISOR GROUP HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG ARTEMIS HOLDINGS, L.P. | DE | AG INTERMEDIATE CORP | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG INTERMEDIATE CORP | DE | LADENBURG THALMANN FINANCIAL SERVICES LLC | E | Control |
| AG PARENT CORPORATION | DE | ADVISOR GROUP HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | ADVISOR GROUP HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | ADVISOR GROUP HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | ADVISOR GROUP HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| AG PARENT CORPORATION | DE | OSAIC HOLDINGS, INC | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| LADENBURG THALMANN FINANCIAL SERVICES LLC | DE | AG PARENT CORPORATION | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| OSAIC HOLDINGS, INC | DE | AMERICAN PORTFOLIOS HOLDINGS, INC | E | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC. | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
| DOLBER, LON, TERRY | I | AMERICAN PORTFOLIOS HOLDINGS, INC | D | Control |
Registrations
Federal
IA
Aug 1, 2024 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
4250 VETERAN'S MEMORIAL HIGHWAY4TH. FLOOR, SUITE 420E
HOLBROOK, NY 11741
United States
Phone: 631-439-4600 X156