RIA Intelligence

ALLEN G B ASSOCIATES INC.

CRD #112737 SEC #801-56544 PARAMUS, NJ 201-262-7878
SEC Registered
Total AUM
$45M
Discretionary
$45M
Employees
1
Clients
0
Accounts
90

Firm Details

Organization Type
Corporation
State of Formation
New Jersey
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENTE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ALLEN, GEORGE, BRUCEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

NJ

Address

140 RT. 17 NORTH
STE. 350
PARAMUS, NJ 07652
United States
Phone: 201-262-7878