U.S. TRUST COMPANY

Legal name: U.S. TRUST - CONNECTICUT FUND ADVISERS DIVISION

CRD #112745 SEC #801-60279 STAMFORD, CT 203-352-4400

SEC Registered

Total AUM

$13.3B

Discretionary

$13.3B

Employees

Clients

Accounts

Firm Details

Organization Type: Other (specify) (SEPARATELY IDENTIFIABLE DIVISION OF A CORPORATION)
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 12, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DAVISON, SHARON, MAURINE	I	DIRECTOR OF SECURITIES COMPLIANCE FOR U.S. TRUST CORPORATION SUBSIDIARIES	NA
DAVISON, SHARON, MAURINE	I	DIRECTOR OF SECURITIES COMPLIANCE FOR U.S. TRUST CORPORATION SUBSIDIARIES	NA
FERDINAND, WILLIAM, VAN	I	MANAGING DIRECTOR	NA	Control
FERDINAND, WILLIAM, VAN	I	MANAGING DIRECTOR	NA	Control
FERDINAND, WILLIAM, VAN	I	MANAGING DIRECTOR	NA	Control
FERDINAND, WILLIAM, VAN	I	MANAGING DIRECTOR	NA	Control
FERDINAND, WILLIAM, VAN	I	MANAGING DIRECTOR	NA	Control
FUNCK, WILLIAM, MICHAEL	I	PRESIDENT & CEO, U.S. TRUST COMPANY	NA	Control
FUNCK, WILLIAM, MICHAEL	I	PRESIDENT & CEO, U.S. TRUST COMPANY	NA	Control
FUNCK, WILLIAM, MICHAEL	I	PRESIDENT & CEO, U.S. TRUST COMPANY	NA	Control
FUNCK, WILLIAM, MICHAEL	I	PRESIDENT & CEO, U.S. TRUST COMPANY	NA	Control
FUNCK, WILLIAM, MICHAEL	I	PRESIDENT & CEO, U.S. TRUST COMPANY	NA	Control
HASSENFELT, STEPHEN, CRAIG	I	CHIEF OPERATING OFFICER FOR INVESTMENTS FOR U.S. TRUST CORPORATION SUBSIDIARIES	NA	Control
HASSENFELT, STEPHEN, CRAIG	I	CHIEF OPERATING OFFICER FOR INVESTMENTS FOR U.S. TRUST CORPORATION SUBSIDIARIES	NA	Control
LINDGREN, DOUGLAS	I	MANAGING DIRECTOR	NA
LINDGREN, DOUGLAS	I	MANAGING DIRECTOR	NA
LINDGREN, DOUGLAS	I	MANAGING DIRECTOR	NA
LINDGREN, DOUGLAS	I	MANAGING DIRECTOR	NA
LINDGREN, DOUGLAS	I	MANAGING DIRECTOR	NA
PYLE, DOUGLAS, HILDRETH	I	MANAGING DIRECTOR	NA
PYLE, DOUGLAS, HILDRETH	I	MANAGING DIRECTOR	NA
SCHMIDT, BRIAN, FRANCIS	I	SENIOR VICE-PRESIDENT	NA	Control
SCHMIDT, BRIAN, FRANCIS	I	SENIOR VICE-PRESIDENT	NA	Control
SCHMIDT, BRIAN, FRANCIS	I	SENIOR VICE-PRESIDENT	NA	Control
SCHMIDT, BRIAN, FRANCIS	I	SENIOR VICE-PRESIDENT	NA	Control
SCHMIDT, BRIAN, FRANCIS	I	SENIOR VICE-PRESIDENT	NA	Control
WALSH, KENNETH, G	I	EXECUTIVE VICE-PRESIDENT	NA	Control
WALSH, KENNETH, G	I	EXECUTIVE VICE-PRESIDENT	NA	Control
WALSH, KENNETH, G	I	EXECUTIVE VICE-PRESIDENT	NA	Control
WALSH, KENNETH, G	I	EXECUTIVE VICE-PRESIDENT	NA	Control
WALSH, KENNETH, G	I	EXECUTIVE VICE-PRESIDENT	NA	Control
WILLIAMS, DAVID, JOHN	I	MANAGING DIRECTOR	NA
WILLIAMS, DAVID, JOHN	I	MANAGING DIRECTOR	NA
THE CHARLES SCHWAB CORPORATION	DE	PARENT COMPANY OF U.S. TRUST CORPORATION	E	Control
U.S. TRUST CORPORATION	DE	100% OWNER	E	Control
U.S. TRUST CORPORATION	DE	100% OWNER	E	Control
U.S. TRUST CORPORATION	DE	100% OWNER	E	Control
U.S. TRUST CORPORATION	DE	100% OWNER	E	Control
U.S. TRUST CORPORATION	DE	100% OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control

Registrations

Federal

Apr 12, 2002 REGISTERED

Notice Filings (5)

CT DE MD NY PA

Address

225 HIGH RIDGE RD.
WEST BUILDING
STAMFORD, CT 6905
USA

Phone: 203-352-4400