RIA Intelligence

ASTORIA CAPITAL MANAGEMENT, INC.

CRD #112780 MILWAUKIE, OR (503) 244-1956
Exempt Reporting Private Funds
Total AUM
$38.9M
Discretionary
$38.9M
Employees
1
Clients
--
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
JANUARY
Registration Date
--
Latest Filing
May 16, 2018
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BABB, CARLTON, HOGEICHIEF FINANCIAL OFFICERNA
DEHN, MELISSA, ELIZABETHICHIEF COMPLIANCE OFFICERNA
DEHN, MELISSA, ELIZABETHICHIEF COMPLIANCE OFFICERNA
DEHN, MELISSA, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENTE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENTE Control
KOE, RICHARD, WARRENIPRESIDENTE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KOE, RICHARD, WARRENIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

ERA
May 16, 2018 REGISTERED

Notice Filings (2)

CA OR

Address

2316 SE CLATSOP STREET
MILWAUKIE, OR 97202
United States
Phone: (503) 244-1956