RIA Intelligence

CAPITAL STRATEGIES & INVESTMENTS, INC.

CRD #112813 SEC #801-67237 SAN FRANCISCO, CA 415-567-9428
SEC Registered
Total AUM
$54.5M
Discretionary
$0
Employees
1
Clients
11
Accounts
140

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
JANUARY
Registration Date
--
Latest Filing
May 11, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SCHATZ, ROCKNE, STUARTIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 11, 2012 REGISTERED

Notice Filings (2)

CA WA

Address

490 JEFFERSON STREET
SAN FRANCISCO, CA 94109-1315
United States
Phone: 415-567-9428