SOMERSET FINANCIAL SERVICES, L.L.C.
Legal name: SOMERSET FINANCIAL SERVICES
CRD #112848 SEC #801-60252 INDIANAPOLIS, IN 317.469.7776
SEC Registered
Total AUM
$286.7M
Discretionary
$276.2M
Employees
51
Clients
25
Accounts
623
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 21, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EARLY, PATRICK, JUBAL | I | PRESIDENT | NA | Control |
| EARLY, PATRICK, JUBAL | I | PRESIDENT | NA | Control |
| EARLY, PATRICK, JUBAL | I | PRESIDENT | NA | Control |
| MCCASLIN, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MCCASLIN, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MCCASLIN, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING DIRECTOR | NA | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING DIRECTOR | NA | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING DIRECTOR | NA | Control |
| RICHTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHTER, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIDDLE, STEVEN, JAMES | I | VICE PRESIDENT | NA | Control |
| RIDDLE, STEVEN, JAMES | I | VICE PRESIDENT | NA | Control |
| RIDDLE, STEVEN, JAMES | I | VICE PRESIDENT | NA | Control |
| FIRST INDIANA CORPORATION | DE | PARENT COMPANY | E | Control |
| FIRST INDIANA CORPORATION | DE | PARENT COMPANY | E | Control |
| FIRST INDIANA CORPORATION | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Aug 21, 2001 REGISTERED
Notice Filings (1)
IN
Address
3925 RIVER CROSSING PARKWAY3RD FLOOR
INDIANAPOLIS, IN 46240
USA
Phone: 317.469.7776