BOCK EVANS FINANCIAL COUNSEL, LTD
Legal name: BOCK EVANS FINANCIAL COUNSEL, LTD.
CRD #112859 SEC #801-68103 DENVER, CO 303-534-1355
SEC Registered
Total AUM
$11.9M
Discretionary
$11.9M
Employees
5
Clients
--
Accounts
58
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOCK, THOMAS, HERBERT | I | PRESIDENT, TREASURER, DIRECTOR | D | Control |
| BOCK, THOMAS, HERBERT | I | PRESIDENT, TREASURER, DIRECTOR | D | Control |
| BOCK, THOMAS, HERBERT | I | PRESIDENT, TREASURER, DIRECTOR | D | Control |
| BOCK, THOMAS, HERBERT | I | PRESIDENT, TREASURER, DIRECTOR | D | Control |
| EVANS, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER, VP, SECRETARY, DIRECTOR | D | Control |
| EVANS, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER, VP, SECRETARY, DIRECTOR | D | Control |
| EVANS, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER, VP, SECRETARY, DIRECTOR | D | Control |
| EVANS, MARY, CATHERINE | I | CHIEF COMPLIANCE OFFICER, VP, SECRETARY, DIRECTOR | D | Control |
Registrations
Federal
IA
Sep 29, 2009 REGISTERED
Notice Filings (1)
CO
Address
650 SOUTH CHERRY STREETSUITE 1000
DENVER, CO 80246
United States
Phone: 303-534-1355