STERLING CAPITAL PLANNERS, INC
CRD #112951 SEC #801-57425 NEW YORK, NY 212-838-7102
SEC Registered
Total AUM
$55.1M
Discretionary
$55.1M
Employees
5
Clients
25
Accounts
200
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRUZ, ILDEBRANDO, E | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRUZ, ILDEBRANDO, E | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRUZ, ILDEBRANDO, EDUARDO | DE | CHIEF COMPLIANCE OFFICER | NA | |
| CRUZ, ILDEBRANDO, EDUARDO | DE | CHIEF COMPLIANCE OFFICER | NA | |
| KOTHARE, RAVI, VIJAJ | I | PRESIDENT | E | Control |
| KOTHARE, RAVI, VIJAY | I | PRESIDENT | E | Control |
| KOTHARE, RAVI, VIJAY | I | PRESIDENT | E | Control |
| KOTHARE, RAVI, VIJAY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 26, 2005 REGISTERED
Notice Filings (4)
FL NJ NY PA
Address
110 EAST 55TH STREETSUITE 200
NEW YORK, NY 10022
USA
Phone: 212-838-7102