RICHARD LEHMANN & ASSOCIATES INC.
CRD #112955 SEC #801-62984 MIAMI LAKES, FL 305-557-1832
SEC Registered
Total AUM
$105M
Discretionary
$12M
Employees
1
Clients
0
Accounts
62
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2012
- Branch Offices
- --
- LEI
- 59-2402235
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEHMANN, CLAUS, RICHARD | DE | PRESIDENT/CCO | E | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LEHMANN, CLAUS, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 26, 2012 REGISTERED
Notice Filings (3)
CA DC FL
Address
6175 NW 153 STSUITE 201
MIAMI LAKES, FL 33014
United States
Phone: 305-557-1832