PINNACLE WEALTH MANAGEMENT, INC.
CRD #112969 SEC #801-110861 DENVER, CO 303-806-0988
SEC Registered
Total AUM
$162.5M
Discretionary
$161.1M
Employees
6
Clients
251
Accounts
776
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 25, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANIAK, THOMAS, CHARLES | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 25, 2022 REGISTERED
Notice Filings (8)
AZ CA CO FL NE NM TX WI
Address
2696 SOUTH COLORADO BLVDSUITE 430
DENVER, CO 80222
United States
Phone: 303-806-0988