RIA Intelligence

NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD #112970 SEC #801-108964 ST. PETERSBURG, FL 727-451-3440
SEC Registered
Total AUM
$333.6M
Discretionary
$333.6M
Employees
8
Clients
0
Accounts
952

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
NOVAK, DAVID, WILLIAMIPRINCIPAL, CHIEF COMPLIANCE OFFICERD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control
POWELL, JOSHUA, DIPRINCIPALD Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (17)

AL AZ CA CO FL GA IN KY MA MO NC NY PA RI TX VA WV

Address

146 SECOND ST N
SUITE 310
ST. PETERSBURG, FL 33701
United States
Phone: 727-451-3440