PLANNING CAPITAL MANAGEMENT CORP.
CRD #112994 SEC #801-117036 PAOLI, PA 215-709-5100
SEC Registered
Total AUM
$313.3M
Discretionary
$313.3M
Employees
6
Clients
101
Accounts
868
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2024
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHLBECK, JAY, DIXON | I | SENIOR ADVISOR | NA | |
| AHLBECK, JAY, DIXON | I | SENIOR ADVISOR | NA | |
| ESTEVES, CARLOS, ALBERTO | I | SENIOR INVESTMENT ADVISOR | NA | |
| ESTEVES, CARLOS, ALBERTO | I | SENIOR INVESTMENT ADVISOR | NA | |
| MANSI, MICHELE | I | CCO | NA | |
| MANSI, MICHELE | I | CCO | NA | |
| MANSI, MICHELE | I | CCO | NA | |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CCO | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BELL, RICHARD, WILLIAM | I | SHAREHOLDER, CHIEF EXECUTIVE OFFICER | D | Control |
| BRADY, DANIEL | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL, BURTON | I | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | C | Control |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B | |
| BRADY, DANIEL | I | SHAREHOLDER, INVESTMENT ADVISER REPRESENTATIVE | B |
Registrations
Federal
IA
Feb 23, 2024 REGISTERED
Notice Filings (10)
CA CO FL NC NE NJ PA SC TX VA
Address
1500 E. LANCASTER AVE.SUITE 204
PAOLI, PA 19301
United States
Phone: 215-709-5100