ADVENT CAPITAL MANAGEMENT, LLC

CRD #113013 SEC #801-60263 NEW YORK, NY 212-482-1600

SEC Registered Private Funds Disclosures

Total AUM

$8.3B

Discretionary

$8.3B

Employees

Clients

Accounts

421

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 26, 2025
Branch Offices: 0
LEI: JON937H5HNZFJ4QPF387

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	GENERAL COUNSEL	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
BAXTER, RODD, M	I	CHIEF LEGAL/CHIEF COMPLIANCE OFFICER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
CHAZEN, STEVE	I	MEMBER	NA
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DELK, EDWARD, CALDWELL	I	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	NA	Control
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
DRAPKIN, DONALD	I	MEMBER	NA
ELLWOOD, STEPHEN, COMER	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
ELLWOOD, STEPHEN, COMER	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
ELLWOOD, STEPHEN, COMER	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
ELLWOOD, STEPHEN, COMER	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HABER, KRIS, TATE	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
HOOD, OSBERT, MARTIN	I	CHIEF OPERATING OFFICER	NA	Control
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
JOHNSON, EDWARD, ELEMUEL	I	CHIEF OPERATING OFFICER	NA
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	NA	Control
OLIN, KATHLEEN, MARY	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
OLIN, KATHLEEN, MARY	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
OLYMPIC, LTD.	FE	MEMBER	NA
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
REID, BUFORD, SCOTT	I	CHIEF OPERATING OFFICER	NA	Control
SCHWARTZ, ROBERT, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHWARTZ, ROBERT, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHWARTZ, ROBERT, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	MEMBER	NA
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	MEMBER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER	NA
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	NA	Control
WHITE, ROBERT, JOHN	I	CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	NA	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
ACM MANAGEMENT HOLDINGS, LP	DE	HOLDING COMPANY	E	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
MAITLAND, TRACY, VINCENT	I	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	D	Control
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS LLC	DE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
BENIN HOLDINGS, LLC	FE	MEMBER	A
CHAZEN, STEVE	I	MEMBER	A
DRAPKIN, DONALD	I	MEMBER	A
OLYMPIC, LTD.	FE	MEMBER	A
UTENDAHL CAPITAL MANAGEMENT, L.P.	DE	MEMBER	A
UTENDAHL CAPITAL MANAGEMENT, L.P.	DE	MEMBER	A
UTENDAHL CAPITAL MANAGEMENT, L.P.	DE	MEMBER	A
UTENDAHL CAPITAL MANAGEMENT, L.P.	DE	MEMBER	A
UTENDAHL CAPITAL PARTNERS	DE	MEMBER	A
UTENDAHL CAPITAL PARTNERS	DE	MEMBER	A
UTENDAHL CAPITAL PARTNERS	DE	MEMBER	A
UTENDAHL CAPITAL PARTNERS	DE	MEMBER	A
UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	FE	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
ACM HOLDINGS GP, LLC	DE	ACM MANAGEMENT HOLDINGS, LP	F	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL MANAGEMENT, L.P.	F	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL MANAGEMENT, L.P.	F	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL MANAGEMENT, L.P.	F	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL MANAGEMENT, L.P.	F	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL MANAGEMENT, L.P.	F	Control
UTENDAHL PARTNERS, L.P.	DE	UTENDAHL CAPITAL PARTNERS, LLC	F	Control
UTENDAHL PARTNERS, L.P.	DE	UTENDAHL CAPITAL PARTNERS, LLC	F	Control
UTENDAHL PARTNERS, L.P.	DE	UTENDAHL CAPITAL PARTNERS, LLC	F	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
AL-ALADI, ABDUL	I	OLYMPIC, LTD.	E	Control
ASTRACHAN, ANDREW, JAY	I	BFH UTENDAHL INVESTORS, LLC	E
ASTRACHAN, ANDREW, JAY	I	BFH UTENDAHL INVESTORS, LLC	E
ASTRACHAN, ANDREW, JAY	I	BFH UTENDAHL INVESTORS, LLC	E
ASTRACHAN, ANDREW, JAY	I	BFH UTENDAHL INVESTORS, LLC	E
ASTRACHAN, ANDREW, JAY	I	BFH UTENDAHL INVESTORS, LLC	E
MAITLAND, TRACY, VINCENT	I	ACM MANAGEMENT HOLDINGS, LP	E	Control
MAITLAND, TRACY, VINCENT	I	ACM MANAGEMENT HOLDINGS, LP	E	Control
MAITLAND, TRACY, VINCENT	I	ACM MANAGEMENT HOLDINGS, LP	E	Control
MAITLAND, TRACY, VINCENT	I	ACM MANAGEMENT HOLDINGS, LP	E	Control
MAITLAND, TRACY, VINCENT	I	ACM MANAGEMENT HOLDINGS, LP	E	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL PARTNERS, L.P.	E	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL PARTNERS, L.P.	E	Control
UTENDAHL CAPITAL CORPORATION	DE	UTENDAHL PARTNERS, L.P.	E	Control
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	UTENDAHL CAPITAL PARTNERS	E
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	UTENDAHL CAPITAL PARTNERS	E
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	UTENDAHL CAPITAL PARTNERS	E
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	UTENDAHL CAPITAL PARTNERS	E
UTENDAHL FINANCIAL ASSET HOLDING, LLC	DE	UTENDAHL CAPITAL PARTNERS	E
UTENDAHL MANAGEMENT, L.P.	DE	UTENDAHL CAPITAL MANAGEMENT, L.P.	E	Control
UTENDAHL MANAGEMENT, L.P.	DE	UTENDAHL CAPITAL MANAGEMENT, L.P.	E	Control
UTENDAHL MANAGEMENT, L.P.	DE	UTENDAHL CAPITAL MANAGEMENT, L.P.	E	Control
UTENDAHL MANAGEMENT, L.P.	DE	UTENDAHL CAPITAL MANAGEMENT, L.P.	E	Control
UTENDAHL MANAGEMENT, L.P.	DE	UTENDAHL CAPITAL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL MANAGEMENT, L.P.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL CAPITAL CORP.	E	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
UTENDAHL, JOHN, OSCAR	I	BENIN HOLDINGS LLC	D	Control
Utendahl, John, OSCAR	I	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
Utendahl, John, OSCAR	I	BENIN HOLDINGS, LLC	D	Control
BFH UNTENDAHL INVESTORS, LLC	DE	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	C
BFH UNTENDAHL INVESTORS, LLC	DE	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	C
BFH UNTENDAHL INVESTORS, LLC	DE	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	C
BFH UNTENDAHL INVESTORS, LLC	DE	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	C
BFH UNTENDAHL INVESTORS, LLC	DE	UTENDAHL FINANCIAL ASSET HOLDING COMPANY, LLC	C

Registrations

Federal

Mar 26, 2025 REGISTERED

Notice Filings (4)

CA FL NY TX

Address

888 SEVENTH AVENUE
31ST FLOOR
NEW YORK, NY 10019
United States

Phone: 212-482-1600